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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $409M invested in Prospect Capital in 2015 Q2 according to their latest regulatory filings, with 21 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 35 closing their positions.

Holders
204
Holders Change
-18
Holders Change %
-8.11%
% of All Funds
5.5%
Holding in Top 10
6
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-14.29%
% of All Funds
0.16%
New
21
Increased
80
Reduced
66
Closed
35
Calls
$1.75M
Puts
$10M
Net Calls
-$8.25M
Net Calls Change
-$2.9M

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$31.2M
2
Bank of Montreal
2
Bank of Montreal
Ontario, Canada
$10.6M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$9.13M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$7.12M
5
Morgan Stanley
5
Morgan Stanley
New York
$21M

Top Sellers

1
MSE
1
MUFG Securities EMEA
United Kingdom
$0
2
UBS Group
2
UBS Group
Switzerland
$50.7M
3
YMRC
3
Yorktown Management & Research Company
Virginia
$0
4
SC
4
Selz Capital
New York
$442K
5
TFMS
5
Trust & Fiduciary Management Services
Massachusetts
$4.12M
Name Holding Trade Value Shares
Change 		Shares
Change %
KeyBank National Association
51
KeyBank National Association
Ohio
$1.68M -$7.37K -1,000 -0.4%
CIBC World Market
52
CIBC World Market
Ontario, Canada
$1.6M +$49.3K +6,685 +3%
Commonwealth Equity Services
53
Commonwealth Equity Services
Massachusetts
$1.59M -$531K -72,047 -25%
PFS
54
Prospera Financial Services
Texas
$1.54M +$18K +2,442 +1%
SRC
55
Shufro Rose & Co
New York
$1.54M -$14.7K -2,000 -0.9%
Group One Trading
56
Group One Trading
Illinois
$1.49M +$604K +81,897 +68%
MBT
57
Montecito Bank & Trust
California
$1.36M – – –
Creative Planning
58
Creative Planning
Kansas
$1.31M -$63.9K -8,675 -5%
SG Americas Securities
59
SG Americas Securities
New York
$1.26M -$31K -4,200 -2%
BRWA
60
B. Riley Wealth Advisors
Florida
$1.25M -$476K -64,235 -28%
WS
61
Wedbush Securities
California
$1.22M +$35K +4,748 +3%
BW
62
Bison Wealth
Georgia
$1.16M +$26.3K +3,616 +2%
VFS
63
VSR Financial Services
Kansas
$1.11M +$772K +104,730 +229%
MCM
64
McKinley Capital Management
Alaska
$1.05M +$427K +57,895 +68%
OWIM
65
Old West Investment Management
California
$1.03M – – –
TYCC
66
Texas Yale Capital Corp
Florida
$1.02M +$827K +112,130 +423%
HighTower Advisors
67
HighTower Advisors
Illinois
$954K -$1.5M -203,730 -61%
CPSAC
68
Chas P. Smith & Associates (CPS)
Florida
$910K +$230K +31,225 +34%
FIM
69
Freedom Investment Management
Connecticut
$876K +$55.6K +7,541 +7%
SW
70
SVB Wealth
Massachusetts
$838K -$118K -16,000 -12%
SPC
71
Sigma Planning Corp
Michigan
$828K +$17K +2,301 +2%
DC
72
Deschaine & Company
Illinois
$790K -$17.7K -2,400 -2%
DnB Asset Management
73
DnB Asset Management
Norway
$749K -$34.6K -4,700 -4%
SCM
74
Scopia Capital Management
New York
$737K – – –
MNA
75
Manning & Napier Advisors
New York
$716K +$716K +97,400 New
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3
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