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Prospect Capital
PSEC

Overview Fund Activity

254 hedge funds and large institutions have $908M invested in Prospect Capital in 2014 Q1 according to their latest regulatory filings, with 49 funds opening new positions, 107 increasing their positions, 70 reducing their positions, and 25 closing their positions.

Holders
254
Holders Change
+19
Holders Change %
+8.09%
% of All Funds
7.34%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.14%
New
49
Increased
107
Reduced
70
Closed
25
Calls
$825K
Puts
$3.47M
Net Calls
-$2.65M
Net Calls Change
-$1.39M

Top Buyers

1
Two Sigma Investments
1
Two Sigma Investments
New York
$47.7M
2
Two Sigma Advisers
2
Two Sigma Advisers
New York
$35.8M
3
CNB
3
City National Bank
California
$40.2M
4
U
4
UBS
Switzerland
$43.2M
5
Bank of America
5
Bank of America
North Carolina
$10.5M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$83.8M
2
Vanguard Group
2
Vanguard Group
Pennsylvania
$11.1M
3
Principal Financial Group
3
Principal Financial Group
Iowa
$923K
4
Ameriprise
4
Ameriprise
Minnesota
$85K
5
Bank of New York Mellon
5
Bank of New York Mellon
New York
$12.4M
Name Holding Trade Value Shares
Change 		Shares
Change %
First Trust Advisors
51
First Trust Advisors
Illinois
$2.83M +$660K +61,091 +30%
BRWA
52
B. Riley Wealth Advisors
Florida
$2.8M +$591K +54,745 +27%
MLICM
53
Metropolitan Life Insurance Company (MetLife)
New York
$2.7M +$299K +27,702 +12%
DVM
54
Dreman Value Management
Florida
$2.64M +$67.3K +6,231 +3%
Stifel Financial
55
Stifel Financial
Missouri
$2.44M +$2.44M +226,102 New
Geode Capital Management
56
Geode Capital Management
Massachusetts
$2.38M +$740K +68,542 +45%
AAMU
57
Amundi Asset Management US
Massachusetts
$2.38M +$2.38M +220,440 New
Legal & General Group
58
Legal & General Group
United Kingdom
$2.33M +$47K +4,354 +2%
IIM
59
Ipswich Investment Management
Massachusetts
$2.32M -$66K -6,115 -3%
AL
60
Airain Ltd
Guernsey
$2.31M +$1.97M +182,082 +568%
PPA
61
Parametric Portfolio Associates
Washington
$2.27M -$284K -26,339 -11%
US Bancorp
62
US Bancorp
Minnesota
$2.2M +$994K +92,000 +83%
AQR Capital Management
63
AQR Capital Management
Connecticut
$2.15M -$13K -1,200 -0.6%
DG
64
Davidson & Garrard
Virginia
$2.06M +$85.4K +7,904 +4%
MSE
65
MUFG Securities EMEA
United Kingdom
$1.97M +$1.97M +182,111 New
Fiera Capital (Canada)
66
Fiera Capital (Canada)
Quebec, Canada
$1.96M +$97.2K +9,000 +5%
Credit Agricole
67
Credit Agricole
France
$1.95M +$1.26M +117,100 +184%
DCM
68
Dupont Capital Management
Delaware
$1.9M -$2.7M -250,359 -59%
RJA
69
Raymond James & Associates
Florida
$1.79M +$81.5K +7,549 +5%
SFM
70
Systematic Financial Management
New Jersey
$1.77M -$30K -2,780 -2%
SRC
71
Shufro Rose & Co
New York
$1.77M +$68K +6,300 +4%
Arrowstreet Capital
72
Arrowstreet Capital
Massachusetts
$1.77M -$3.63M -335,634 -67%
Commonwealth Equity Services
73
Commonwealth Equity Services
Massachusetts
$1.77M +$406K +37,597 +30%
State Board of Administration of Florida Retirement System
74
State Board of Administration of Florida Retirement System
Florida
$1.75M – – –
BA
75
BlackRock Advisors
Delaware
$1.75M +$251K +23,279 +17%
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