First Trust Advisors’s Prospect Capital PSEC Stock Holding History

First Trust Advisors’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-261,537	Closed	-$2.83M	–	2277
2014 Q1	$2.83M	Buy	261,537 +61,091	+30%	+$676K	0.01%	1219
2013 Q4	$2.25M	Buy	200,446 +87,504	+77%	+$985K	0.01%	1287
2013 Q3	$1.26M	Buy	112,942 +8,231	+8%	+$91.4K	0.01%	1449
2013 Q2	$1.13M	Buy	+104,711	New	+$1.12M	0.01%	1400

Other funds holding PSEC

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

CNB

City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return

First Trust Advisors's PSEC Position: Q2 2014 in Review

First Trust Advisors sold out of Prospect Capital (PSEC) in Q2 2014, closing a stake of 261,537 shares — an estimated $2.83M sold.

First Trust Advisors first reported a position in PSEC in Q2 2013 and held it in 4 quarters. The position peaked at $2.83M in Q1 2014. 227 funds tracked by Wall St. Rank hold PSEC as of Q2 2014.

First Trust Advisors reported no remaining Prospect Capital position as of Q2 2014 after selling out during the quarter.
First Trust Advisors sold 261,537 Prospect Capital shares in Q2 2014, an estimated $2.83M.
First Trust Advisors first reported a position in Prospect Capital in Q2 2013 and held it in 4 quarters.
First Trust Advisors's Prospect Capital position peaked at $2.83M in Q1 2014.
227 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2014.

Based on First Trust Advisors's 13F filing for Q2 2014, filed 11 Aug 2014.