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Prospect Capital
PSEC

Overview Fund Activity

224 hedge funds and large institutions have $381M invested in Prospect Capital in 2018 Q3 according to their latest regulatory filings, with 29 funds opening new positions, 70 increasing their positions, 69 reducing their positions, and 20 closing their positions.

Holders
224
Holders Change
+8
Holders Change %
+3.7%
% of All Funds
5.13%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
29
Increased
70
Reduced
69
Closed
20
Calls
$3.57M
Puts
$24.9M
Net Calls
-$21.3M
Net Calls Change
-$2.89M

Top Buyers

1
CS
1
Credit Suisse
Switzerland
$20.3M
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$18.4M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$11.9M
4
Allianz Asset Management
4
Allianz Asset Management
Germany
$5.66M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$6.18M

Top Sellers

1
MC
1
Muzinich & Co
New York
$36.9M
2
Deutsche Bank
2
Deutsche Bank
Germany
$8.71M
3
AM
3
Ares Management
California
$0
4
Invesco
4
Invesco
Georgia
$16.2M
5
QOP
5
Quinn Opportunity Partners
Virginia
$4.28M
Name Holding Trade Value Shares
Change 		Shares
Change %
OAM
26
Oxford Asset Management
United Kingdom
$3.64M +$3.39M +460,325 +1,347%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$3.5M +$1.61M +219,729 +85%
Bank of Montreal
28
Bank of Montreal
Ontario, Canada
$3.27M +$2.93M +400,000 +879%
NAM
29
Nissay Asset Management
Japan
$3M – – –
USAA
30
United Services Automobile Association
Texas
$2.96M -$183K -25,000 -6%
LTFS
31
Ladenburg Thalmann Financial Services
Florida
$2.39M -$261K -35,604 -10%
Mackenzie Financial
32
Mackenzie Financial
Ontario, Canada
$2.35M +$993K +135,529 +73%
Cambridge Investment Research Advisors
33
Cambridge Investment Research Advisors
Iowa
$2.29M -$162K -22,040 -7%
US Bancorp
34
US Bancorp
Minnesota
$2.28M – – –
AAM
35
Advisors Asset Management
Colorado
$2.15M +$216K +29,475 +11%
Citigroup
36
Citigroup
New York
$2.15M +$2.01M +274,199 +1,413%
AR
37
Advisory Research
Illinois
$2.14M -$237K -32,366 -10%
SMDAM
38
Sumitomo Mitsui DS Asset Management
Japan
$1.98M -$254K -34,703 -11%
JPMorgan Chase & Co
39
JPMorgan Chase & Co
New York
$1.82M +$1.58M +215,906 +667%
MIAN
40
Mariner Independent Advisor Network
Kansas
$1.82M +$1.82M +250,410 New
Goldman Sachs
41
Goldman Sachs
New York
$1.81M +$1.55M +210,764 +583%
PI
42
PineBridge Investments
New York
$1.71M +$717K +97,854 +72%
Nordea Investment Management
43
Nordea Investment Management
Sweden
$1.55M – – –
BCM
44
BlueCrest Capital Management
Jersey
$1.52M +$1.39M +189,970 +1,100%
Northern Trust
45
Northern Trust
Illinois
$1.49M +$195K +26,578 +15%
SFI
46
Susquehanna Fundamental Investments
Pennsylvania
$1.49M – – –
Citadel Advisors
47
Citadel Advisors
Florida
$1.43M +$488K +66,669 +52%
RJFSA
48
Raymond James Financial Services Advisors
Florida
$1.39M -$53.9K -7,345 -4%
Macquarie Group
49
Macquarie Group
Australia
$1.31M -$138K -18,793 -10%
Bank of America
50
Bank of America
North Carolina
$1.31M +$742K +101,173 +131%
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