Advisory Research’s Prospect Capital PSEC Stock Holding History

Advisory Research’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q1	–	Sell	-223,808	Closed	-$1.41M	–	373
2018 Q4	$1.41M	Sell	223,808 -68,270	-23%	-$461K	0.03%	201
2018 Q3	$2.14M	Sell	292,078 -32,366	-10%	-$229K	0.04%	191
2018 Q2	$2.18M	Sell	324,444 -16,576	-5%	-$110K	0.03%	205
2018 Q1	$2.23M	Sell	341,020 -56,639	-14%	-$378K	0.04%	202
2017 Q4	$2.68M	Buy	+397,659	New	+$2.59M	0.04%	189
2014 Q2	–	Sell	-82,820	Closed	-$894K	–	600
2014 Q1	$894K	Sell	82,820 -9,180	-10%	-$102K	0.01%	257
2013 Q4	$1.03M	Buy	+92,000	New	+$1.04M	0.01%	244

Other funds holding PSEC

LSV Asset Management Chicago, Illinois $46.4B AUM 27.74% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Allianz Asset Management Munich, Germany $95.4B AUM 38.74% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return

Bank of Montreal Toronto, Ontario, Canada $269B AUM 31.4% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

MCM

McKinley Capital Management Anchorage, Alaska $571M AUM 36.44% 1-Year Est. Return

Advisory Research's PSEC Position: Q1 2019 in Review

Advisory Research sold out of Prospect Capital (PSEC) in Q1 2019, closing a stake of 223,808 shares — an estimated $1.41M sold.

Advisory Research first reported a position in PSEC in Q4 2013 and held it in 7 quarters. The position peaked at $2.68M in Q4 2017. 221 funds tracked by Wall St. Rank hold PSEC as of Q1 2019.

Advisory Research reported no remaining Prospect Capital position as of Q1 2019 after selling out during the quarter.
Advisory Research sold 223,808 Prospect Capital shares in Q1 2019, an estimated $1.41M.
Advisory Research first reported a position in Prospect Capital in Q4 2013 and held it in 7 quarters.
Advisory Research's Prospect Capital position peaked at $2.68M in Q4 2017.
221 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2019.

Based on Advisory Research's 13F filing for Q1 2019, filed 15 May 2019.