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Prospect Capital
PSEC

Overview Fund Activity

218 hedge funds and large institutions have $306M invested in Prospect Capital in 2018 Q1 according to their latest regulatory filings, with 31 funds opening new positions, 53 increasing their positions, 80 reducing their positions, and 31 closing their positions.

Holders
218
Holders Change
-3
Holders Change %
-1.36%
% of All Funds
5%
Holding in Top 10
3
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.07%
New
31
Increased
53
Reduced
80
Closed
31
Calls
$6.48M
Puts
$24.8M
Net Calls
-$18.3M
Net Calls Change
+$12M

Top Buyers

1
LSV Asset Management
1
LSV Asset Management
Illinois
$31.6M
2
Citadel Advisors
2
Citadel Advisors
Florida
$6.66M
3
UBS Group
3
UBS Group
Switzerland
$12.7M
4
Deutsche Bank
4
Deutsche Bank
Germany
$8.42M
5
Legal & General Group
5
Legal & General Group
United Kingdom
$8.85M

Top Sellers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$298K
2
Arrowstreet Capital
2
Arrowstreet Capital
Massachusetts
$0
3
Two Sigma Investments
3
Two Sigma Investments
New York
$4.19M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$4.43M
5
AAM
5
Advisors Asset Management
Colorado
$3.22M
Name Market Value Shares Shares
Change 		Shares
Change %
LPL Financial
26
LPL Financial
California
$2.5M 381,447 +106,996 +39%
PMLI
27
Penn Mutual Life Insurance
Pennsylvania
$2.48M 378,000 – –
LTFS
28
Ladenburg Thalmann Financial Services
Florida
$2.37M 361,703 -35,887 -9%
Cambridge Investment Research Advisors
29
Cambridge Investment Research Advisors
Iowa
$2.26M 345,670 -21,082 -6%
AR
30
Advisory Research
Illinois
$2.23M 341,020 -56,639 -14%
SMDAM
31
Sumitomo Mitsui DS Asset Management
Japan
$2.1M 320,413 -57,082 -15%
US Bancorp
32
US Bancorp
Minnesota
$2.04M 310,876 – –
AM
33
Ares Management
California
$1.83M 279,288 -259 -0.1%
Two Sigma Advisers
34
Two Sigma Advisers
New York
$1.78M 272,243 -13,846 -5%
NAM
35
Nissay Asset Management
Japan
$1.68M 256,015 – –
RIA
36
RPG Investment Advisory
California
$1.5M 229,040 -14,614 -6%
MIAN
37
Mariner Independent Advisor Network
Kansas
$1.47M 223,897 -15,923 -7%
Nordea Investment Management
38
Nordea Investment Management
Sweden
$1.38M 211,100 +211,100 New
SFI
39
Susquehanna Fundamental Investments
Pennsylvania
$1.34M 204,500 +204,500 New
RJFSA
40
Raymond James Financial Services Advisors
Florida
$1.32M 200,966 +15,167 +8%
Northern Trust
41
Northern Trust
Illinois
$1.24M 188,896 +4,022 +2%
Mackenzie Financial
42
Mackenzie Financial
Ontario, Canada
$1.21M 185,340 – –
GCP
43
GSA Capital Partners
United Kingdom
$1.21M 184,390 +184,390 New
DnB Asset Management
44
DnB Asset Management
Norway
$1.14M 174,400 – –
Macquarie Group
45
Macquarie Group
Australia
$1.05M 160,841 -4,900 -3%
Millennium Management
46
Millennium Management
New York
$1M 152,894 -376,243 -71%
PAM
47
PVG Asset Management
Colorado
$997K 152,203 -61,105 -29%
SCA
48
SMH Capital Advisors
Texas
$968K 147,852 +467 +0.3%
SBIA
49
Sheaff Brock Investment Advisors
Indiana
$916K 139,901 -17,719 -11%
PI
50
PineBridge Investments
New York
$900K 137,459 +19,382 +16%
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