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Sheaff Brock Investment Advisors’s Prospect Capital PSEC Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio PSEC Stock Details PSEC Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q1 		$109K Sell
26,535
-1,973
-7% -$8.49K 0.01% 435
2024
Q4 		$123K Sell
28,508
-752
-3% -$3.61K 0.01% 426
2024
Q3 		$157K Buy
29,260
+2,010
+7% +$10.7K 0.01% 420
2024
Q2 		$151K Sell
27,250
-7,500
-22% -$41.2K 0.01% 414
2024
Q1 		$192K Sell
34,750
-1,000
-3% -$5.75K 0.01% 448
2023
Q4 		$214K Sell
35,750
-42,988
-55% -$248K 0.02% 405
2023
Q3 		$476K Hold
78,738
– – 0.04% 258
2023
Q2 		$488K Hold
78,738
– – 0.04% 263
2023
Q1 		$548K Buy
78,738
+25
+0% +$182 0.05% 248
2022
Q4 		$550K Buy
78,713
+5,611
+8% +$40.3K 0.05% 232
2022
Q3 		$453K Buy
73,102
+3,408
+5% +$25.5K 0.05% 250
2022
Q2 		$487K Sell
69,694
-49
-0.1% -$376 0.04% 254
2022
Q1 		$577K Sell
69,743
-1,185
-2% -$9.87K 0.04% 254
2021
Q4 		$596K Sell
70,928
-11,260
-14% -$94.8K 0.04% 246
2021
Q3 		$632K Buy
82,188
+10,545
+15% +$85K 0.05% 224
2021
Q2 		$601K Buy
71,643
+1,047
+1% +$8.75K 0.04% 234
2021
Q1 		$541K Sell
70,596
-15,521
-18% -$107K 0.04% 244
2020
Q4 		$466K Sell
86,117
-11,792
-12% -$62.1K 0.04% 251
2020
Q3 		$492K Sell
97,909
-9,785
-9% -$49.2K 0.05% 218
2020
Q2 		$550K Sell
107,694
-11,693
-10% -$54.7K 0.05% 211
2020
Q1 		$507K Sell
119,387
-5,450
-4% -$32.2K 0.07% 186
2019
Q4 		$804K Buy
124,837
+15,753
+14% +$103K 0.08% 180
2019
Q3 		$719K Buy
109,084
+117
+0.1% +$771 0.08% 186
2019
Q2 		$712K Sell
108,967
-13,000
-11% -$86K 0.08% 190
2019
Q1 		$795K Hold
121,967
– – 0.1% 174
2018
Q4 		$770K Sell
121,967
-18,825
-13% -$127K 0.12% 160
2018
Q3 		$1.03M Hold
140,792
– – 0.1% 154
2018
Q2 		$945K Buy
140,792
+891
+0.6% +$5.92K 0.09% 166
2018
Q1 		$916K Sell
139,901
-17,719
-11% -$118K 0.09% 168
2017
Q4 		$1.06M Sell
157,620
-23,493
-13% -$153K 0.14% 144
2017
Q3 		$1.22M Sell
181,113
-9,144
-5% -$68.5K 0.16% 121
2017
Q2 		$1.54M Sell
190,257
-2,260
-1% -$19.4K 0.2% 101
2017
Q1 		$1.74M Buy
192,517
+9,381
+5% +$84.1K 0.23% 93
2016
Q4 		$1.53M Sell
183,136
-62,821
-26% -$504K 0.19% 105
2016
Q3 		$1.99M Buy
245,957
+5,625
+2% +$46.4K 0.27% 82
2016
Q2 		$1.88M Buy
240,332
+9,738
+4% +$73.3K 0.24% 91
2016
Q1 		$1.68M Buy
230,594
+12,076
+6% +$80.2K 0.21% 101
2015
Q4 		$1.52M Buy
+218,518
New +$1.59M 0.17% 140

Other funds holding PSEC

VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return
Balyasny Asset Management
Balyasny Asset Management Chicago, Illinois $77.1B AUM 42.89% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return
TJHA
Thomas J. Herzfeld Advisors Miami Beach, Florida $294M AUM 2.62% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return

Sheaff Brock Investment Advisors's PSEC Position: Q1 2025 in Review

Sheaff Brock Investment Advisors reduced its Prospect Capital (PSEC) stake by 6.9% in Q1 2025, selling an estimated $8.49K and leaving 26,535 shares worth $109K. The position accounts for 0.01% of the portfolio, ranked #435.

Sheaff Brock Investment Advisors first reported a position in PSEC in Q4 2015 and has held it in 38 quarters since. The position peaked at $1.99M in Q3 2016. 224 funds tracked by Wall St. Rank hold PSEC as of Q1 2025.

  • Sheaff Brock Investment Advisors held 26,535 shares of Prospect Capital worth $109K as of Q1 2025.
  • Sheaff Brock Investment Advisors sold 1,973 Prospect Capital shares in Q1 2025, an estimated $8.49K.
  • Prospect Capital made up 0.01% of Sheaff Brock Investment Advisors's portfolio in Q1 2025, its #435 holding.
  • Sheaff Brock Investment Advisors first reported a position in Prospect Capital in Q4 2015 and has held it in 38 quarters since.
  • Sheaff Brock Investment Advisors's Prospect Capital position peaked at $1.99M in Q3 2016.
  • 224 funds tracked by Wall St. Rank held Prospect Capital as of Q1 2025.

Based on Sheaff Brock Investment Advisors's 13F filing for Q1 2025, filed 7 May 2025.