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Prospect Capital
PSEC

Overview Fund Activity

204 hedge funds and large institutions have $311M invested in Prospect Capital in 2016 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 76 increasing their positions, 62 reducing their positions, and 28 closing their positions.

Holders
204
Holders Change
-13
Holders Change %
-5.99%
% of All Funds
5.45%
Holding in Top 10
5
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+25%
% of All Funds
0.13%
New
17
Increased
76
Reduced
62
Closed
28
Calls
$8.09M
Puts
$54.8M
Net Calls
-$46.8M
Net Calls Change
-$14M

Top Buyers

1
Bank of Montreal
1
Bank of Montreal
Ontario, Canada
$32.5M
2
RIA
2
RPG Investment Advisory
California
$4.31M
3
D.E. Shaw & Co
3
D.E. Shaw & Co
New York
$3.52M
4
BCM
4
Beck Capital Management
Texas
$3.91M
5
BG
5
BlackRock Group
United Kingdom
$13.9M

Top Sellers

1
UBS Group
1
UBS Group
Switzerland
$8.57M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$111K
3
Wellington Management Group
3
Wellington Management Group
Massachusetts
$0
4
AAM
4
Advisors Asset Management
Colorado
$9.19M
5
TNBTD
5
Trustmark National Bank Trust Department
Mississippi
$4.73M
Name Holding Trade Value Shares
Change 		Shares
Change %
LTFS
26
Ladenburg Thalmann Financial Services
Florida
$3.04M +$239K +30,535 +9%
Goldman Sachs
27
Goldman Sachs
New York
$2.91M +$1.59M +202,989 +120%
GC
28
Guggenheim Capital
Illinois
$2.8M +$133K +16,991 +5%
PAM
29
PVG Asset Management
Colorado
$2.74M -$29.7K -3,795 -1%
MCM
30
McKinley Capital Management
Alaska
$2.57M +$233K +29,804 +10%
Macquarie Group
31
Macquarie Group
Australia
$2.49M +$1.25M +159,200 +100%
AG
32
Advisor Group
Arizona
$2.42M +$2.42M +310,248 New
Bank of America
33
Bank of America
North Carolina
$2.36M +$81.4K +10,409 +4%
US Bancorp
34
US Bancorp
Minnesota
$2.29M +$195K +25,000 +9%
MSTVIM
35
Messner & Smith Theme Value Investment Management
California
$2M -$21.4K -2,732 -1%
Creative Planning
36
Creative Planning
Kansas
$1.94M -$115K -14,661 -6%
SBIA
37
Sheaff Brock Investment Advisors
Indiana
$1.88M +$76.1K +9,738 +4%
AM
38
Ares Management
California
$1.74M +$1.74M +225,000 New
HFS
39
HL Financial Services
Kentucky
$1.66M +$822K +105,166 +98%
RJFSA
40
Raymond James Financial Services Advisors
Florida
$1.62M +$70K +8,951 +5%
MBT
41
Montecito Bank & Trust
California
$1.56M – – –
SRC
42
Shufro Rose & Co
New York
$1.49M -$66.7K -8,534 -4%
SPC
43
Sigma Planning Corp
Michigan
$1.47M +$415K +53,021 +39%
Royal Bank of Canada
44
Royal Bank of Canada
Ontario, Canada
$1.45M -$9.15K -1,170 -0.6%
Citigroup
45
Citigroup
New York
$1.42M -$98.2K -12,567 -6%
WS
46
Wedbush Securities
California
$1.41M -$19.3K -2,466 -1%
PFS
47
Prospera Financial Services
Texas
$1.37M +$64.6K +8,260 +5%
Wells Fargo
48
Wells Fargo
California
$1.3M -$303K -38,769 -19%
HighTower Advisors
49
HighTower Advisors
Illinois
$1.29M +$813K +103,527 +169%
Robeco Institutional Asset Management
50
Robeco Institutional Asset Management
Netherlands
$1.23M – – –
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