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Prospect Capital
PSEC

Overview Fund Activity

219 hedge funds and large institutions have $428M invested in Prospect Capital in 2014 Q4 according to their latest regulatory filings, with 53 funds opening new positions, 69 increasing their positions, 69 reducing their positions, and 35 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
219
Holders Change
+13
Holders Change %
+6.31%
% of All Funds
5.84%
Holding in Top 10
6
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+50%
% of All Funds
0.16%
New
53
Increased
69
Reduced
69
Closed
35
Calls
$2.26M
Puts
$6.55M
Net Calls
-$4.29M
Net Calls Change
+$8.2M

Top Buyers

1
Deutsche Bank
1
Deutsche Bank
Germany
$24.2M
2
RCM
2
Rivernorth Capital Management
Florida
$9.07M
3
AFG
3
American Financial Group
Ohio
$8.26M
4
Citadel Advisors
4
Citadel Advisors
Florida
$10.9M
5
Two Sigma Investments
5
Two Sigma Investments
New York
$7.51M

Top Sellers

1
CNB
1
City National Bank
California
$6.38M
2
VM
2
Varde Management
Minnesota
$0
3
PSI
3
Pinnacle Summer Investments
Virginia
$1.24M
4
AAMU
4
Amundi Asset Management US
Massachusetts
$0
5
Goldman Sachs
5
Goldman Sachs
New York
$3.82M
Name Holding Trade Value Shares
Change 		Shares
Change %
VanEck Associates
26
VanEck Associates
New York
$4.77M +$1.52M +183,674 +47%
MGAM
27
McGowan Group Asset Management
Texas
$4.55M +$4.55M +550,778 New
SAM
28
Selway Asset Management
$4.17M +$425K +51,500 +11%
Goldman Sachs
29
Goldman Sachs
New York
$3.82M -$4.25M -514,742 -53%
GC
30
Guggenheim Capital
Illinois
$3.68M +$661 +80 +0%
CP
31
Camelot Portfolios
Ohio
$3.68M +$299K +36,172 +9%
JPMPWA
32
J.P. Morgan Private Wealth Advisors
California
$3.46M +$609K +73,748 +21%
Legal & General Group
33
Legal & General Group
United Kingdom
$3.32M +$926K +111,840 +39%
C
34
CFO4Life
Texas
$3.28M +$3.28M +396,489 New
SCM
35
Summit Capital Management
Washington
$3.22M +$2.66M +321,527 +471%
AIG
36
American International Group
New York
$3.14M +$29.6K +3,586 +1%
Cambridge Investment Research Advisors
37
Cambridge Investment Research Advisors
Iowa
$3.09M +$768K +92,975 +33%
Citigroup
38
Citigroup
New York
$2.91M +$1.83M +221,899 +170%
KeyBank National Association
39
KeyBank National Association
Ohio
$2.91M -$1.24K -150 -0%
HighTower Advisors
40
HighTower Advisors
Illinois
$2.84M -$373K -45,176 -12%
State Street
41
State Street
Massachusetts
$2.77M -$1.4M -169,995 -34%
BIM
42
BlackRock Investment Management
Delaware
$2.72M +$728K +88,100 +37%
Fiera Capital (Canada)
43
Fiera Capital (Canada)
Quebec, Canada
$2.67M +$915K +110,800 +52%
Wells Fargo
44
Wells Fargo
California
$2.32M -$89.5K -10,839 -4%
UCFA
45
United Capital Financial Advisors
Texas
$2.31M +$1.32M +160,162 +134%
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
$2.31M +$1.34M +162,193 +138%
DG
47
Davidson & Garrard
Virginia
$2.29M +$188K +22,700 +9%
Commonwealth Equity Services
48
Commonwealth Equity Services
Massachusetts
$2.25M +$183K +22,105 +9%
US Bancorp
49
US Bancorp
Minnesota
$2.01M -$2.07K -250 -0.1%
DVM
50
Dreman Value Management
Florida
$1.98M +$25.4K +3,081 +1%
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