PSEC icon

Prospect Capital
PSEC

Overview Fund Activity

235 hedge funds and large institutions have $993M invested in Prospect Capital in 2013 Q4 according to their latest regulatory filings, with 38 funds opening new positions, 122 increasing their positions, 53 reducing their positions, and 20 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
235
Holders Change
+16
Holders Change %
+7.31%
% of All Funds
6.83%
Holding in Top 10
4
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-33.33%
% of All Funds
0.12%
New
38
Increased
122
Reduced
53
Closed
20
Calls
$1.26M
Puts
$2.52M
Net Calls
-$1.26M
Net Calls Change
+$176K

Top Buyers

1
DFG
1
Delphi Financial Group
Delaware
$35.2M
2
CNB
2
City National Bank
California
$21.1M
3
BFA
3
BlackRock Fund Advisors
California
$173M
4
Two Sigma Investments
4
Two Sigma Investments
New York
$12.2M
5
Susquehanna International Group
5
Susquehanna International Group
Pennsylvania
$10.5M

Top Sellers

1
KeyBank National Association
1
KeyBank National Association
Ohio
$1.44M
2
Deutsche Bank
2
Deutsche Bank
Germany
$12.5M
3
CIBC World Market
3
CIBC World Market
Ontario, Canada
$0
4
PFC
4
Phocas Financial Corp
California
$0
5
MPM
5
Meritage Portfolio Management
Kansas
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Robeco Institutional Asset Management
26
Robeco Institutional Asset Management
Netherlands
$7.54M +$32.7K +2,918 +0.4%
TA
27
Teachers Advisors
New York
$7.51M -$28.8K -2,566 -0.4%
SGCIA
28
Smith Graham & Co Investment Advisors
Texas
$7.38M -$20.6K -1,840 -0.3%
D.E. Shaw & Co
29
D.E. Shaw & Co
New York
$7.36M -$2.26M -201,650 -24%
Prudential Financial
30
Prudential Financial
New Jersey
$7.26M +$824K +73,400 +13%
Goldman Sachs
31
Goldman Sachs
New York
$7.16M +$3.25M +290,091 +83%
Millennium Management
32
Millennium Management
New York
$6.66M +$6.27M +558,650 +1,589%
New York State Common Retirement Fund
33
New York State Common Retirement Fund
New York
$6.66M +$1.16M +103,700 +21%
CIA
34
CCM Investment Advisers
South Carolina
$6.49M -$1.96M -174,791 -23%
TFMS
35
Trust & Fiduciary Management Services
Massachusetts
$5.75M +$336K +29,949 +6%
California State Teachers Retirement System (CalSTRS)
36
California State Teachers Retirement System (CalSTRS)
California
$5.66M +$414K +36,900 +8%
Arrowstreet Capital
37
Arrowstreet Capital
Massachusetts
$5.6M +$5.6M +499,218 New
AllianceBernstein
38
AllianceBernstein
Tennessee
$5.44M +$256K +22,800 +5%
Bank of America
39
Bank of America
North Carolina
$5.35M +$2.6M +231,665 +94%
CS
40
Credit Suisse
Switzerland
$5.24M +$1.6M +142,927 +44%
GC
41
Guggenheim Capital
Illinois
$5.22M +$1.78M +158,765 +52%
Charles Schwab
42
Charles Schwab
California
$5.17M +$343K +30,600 +7%
DCM
43
Dupont Capital Management
Delaware
$4.78M -$2.4M -213,972 -33%
AIG
44
American International Group
New York
$4.63M +$950K +84,710 +26%
SAM
45
Selway Asset Management
$4.62M +$18K +1,600 +0.4%
RhumbLine Advisers
46
RhumbLine Advisers
Massachusetts
$4.42M -$29.2K -2,604 -0.7%
CP
47
Camelot Portfolios
Ohio
$3.98M +$222K +19,800 +6%
NFA
48
Nationwide Fund Advisors
Ohio
$3.85M +$70.8K +6,309 +2%
CPSAC
49
Chas P. Smith & Associates (CPS)
Florida
$3.62M +$2.43M +216,495 +204%
State of Tennessee, Department of Treasury
50
State of Tennessee, Department of Treasury
Tennessee
$3.38M +$682K +60,800 +25%
1
2
3 4 5