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Prospect Capital
PSEC

Overview Fund Activity

227 hedge funds and large institutions have $623M invested in Prospect Capital in 2014 Q2 according to their latest regulatory filings, with 46 funds opening new positions, 106 increasing their positions, 48 reducing their positions, and 73 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
227
Holders Change
-27
Holders Change %
-10.63%
% of All Funds
6.53%
Holding in Top 10
5
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.14%
New
46
Increased
106
Reduced
48
Closed
73
Calls
$3.63M
Puts
$12.5M
Net Calls
-$8.91M
Net Calls Change
-$6.26M

Top Buyers

1
U
1
UBS
Switzerland
$59.9M
2
Morgan Stanley
2
Morgan Stanley
New York
$40.7M
3
PP
3
Paloma Partners
Connecticut
$14.3M
4
Susquehanna International Group
4
Susquehanna International Group
Pennsylvania
$11.3M
5
Deutsche Bank
5
Deutsche Bank
Germany
$21.3M

Top Sellers

1
BFA
1
BlackRock Fund Advisors
California
$0
2
State Street
2
State Street
Massachusetts
$5.92M
3
Two Sigma Investments
3
Two Sigma Investments
New York
$0
4
BIT
4
BlackRock Institutional Trust
California
$1.27M
5
Two Sigma Advisers
5
Two Sigma Advisers
New York
$2.35M
Name Holding Trade Value Shares
Change 		Shares
Change %
HT
251
HAP Trading
New York
– -$1.6M -148,561 Closed
UBS AM
252
UBS AM
Illinois
– -$1.15M -106,051 Closed
Public Employees Retirement Association of Colorado
253
Public Employees Retirement Association of Colorado
Colorado
– -$1.13M -104,501 Closed
MC
254
Menta Capital
California
– -$1.1M -101,400 Closed
CIA
255
CCM Investment Advisers
South Carolina
– -$1.01M -93,386 Closed
Acadian Asset Management
256
Acadian Asset Management
Massachusetts
– -$949K -87,900 Closed
CPS
257
Counsel Portfolio Services
Ontario, Canada
– -$949K -87,900 Closed
Principal Financial Group
258
Principal Financial Group
Iowa
– -$923K -85,465 Closed
AR
259
Advisory Research
Illinois
– -$894K -82,820 Closed
SMDAM
260
Sumitomo Mitsui DS Asset Management
Japan
– -$894K -82,820 Closed
MERSOM
261
Municipal Employees' Retirement System of Michigan
Michigan
– -$812K -75,200 Closed
DCM
262
Dialectic Capital Management
Connecticut
– -$809K -74,896 Closed
NGA
263
Naples Global Advisors
Florida
– -$703K -65,050 Closed
MIU
264
Man Investments (UK)
United Kingdom
– -$661K -61,231 Closed
TPSF
265
Texas Permanent School Fund
Texas
– -$625K -57,880 Closed
SO
266
STRS Ohio
Ohio
– -$615K -56,900 Closed
Los Angeles Capital Management
267
Los Angeles Capital Management
California
– -$545K -50,425 Closed
Fifth Third Bancorp
268
Fifth Third Bancorp
Ohio
– -$538K -49,800 Closed
SGH
269
Schonfeld Group Holdings
New York
– -$433K -40,106 Closed
RFC
270
Russell Frank Company
Washington
– -$425K -39,400 Closed
NI
271
Numeric Investors
Massachusetts
– -$419K -38,800 Closed
HW
272
Hancock Whitney
Mississippi
– -$408K -37,717 Closed
Group One Trading
273
Group One Trading
Illinois
– -$361K -33,444 Closed
Comerica Bank
274
Comerica Bank
Texas
– -$350K -32,456 Closed
SSG
275
Summit Securities Group
New York
– -$318K -29,400 Closed
8 9 10
11
12