Russell Frank Company’s Prospect Capital PSEC Stock Holding History

Russell Frank Company’s Portfolio PSEC Stock Details PSEC Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-39,400	Closed	-$425K	–	2834
2014 Q1	$425K	Buy	+39,400	New	+$436K	﹤0.01%	2425
2013 Q4	–	Sell	-76,417	Closed	-$854K	–	2991
2013 Q3	$854K	Buy	76,417 +73,689	+2,701%	+$818K	﹤0.01%	2255
2013 Q2	$29K	Buy	+2,728	New	+$29.2K	﹤0.01%	2953

Other funds holding PSEC

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

CNB

City National Bank Beverly Hills, California $11.6B AUM 3.11% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Northern Trust Chicago, Illinois $757B AUM 28.64% 1-Year Est. Return

Deutsche Bank Frankfurt Am Main Ge, Germany $303B AUM 30.15% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

BlackRock Group London, United Kingdom $210B AUM 15.5% 1-Year Est. Return

AAM

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return

Russell Frank Company's PSEC Position: Q2 2014 in Review

Russell Frank Company sold out of Prospect Capital (PSEC) in Q2 2014, closing a stake of 39,400 shares — an estimated $425K sold.

Russell Frank Company first reported a position in PSEC in Q2 2013 and held it in 3 quarters. The position peaked at $854K in Q3 2013. 227 funds tracked by Wall St. Rank hold PSEC as of Q2 2014.

Russell Frank Company reported no remaining Prospect Capital position as of Q2 2014 after selling out during the quarter.
Russell Frank Company sold 39,400 Prospect Capital shares in Q2 2014, an estimated $425K.
Russell Frank Company first reported a position in Prospect Capital in Q2 2013 and held it in 3 quarters.
Russell Frank Company's Prospect Capital position peaked at $854K in Q3 2013.
227 funds tracked by Wall St. Rank held Prospect Capital as of Q2 2014.

Based on Russell Frank Company's 13F filing for Q2 2014, filed 14 Aug 2014.