Dialectic Capital Management’s Prospect Capital PSEC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2014 Q2	–	Sell	-74,896	Closed	-$809K	–	165
2014 Q1	$809K	Buy	+74,896	New	+$809K	0.27%	66
2013 Q3	–	Sell	-50,000	Closed	-$540K	–	156
2013 Q2	$540K	Buy	+50,000	New	+$540K	0.08%	80