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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

111 hedge funds and large institutions have $892M invested in Principal Spectrum Preferred Securities Active ETF in 2025 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 52 increasing their positions, 28 reducing their positions, and 8 closing their positions.

Holders
111
Holders Change
+7
Holders Change %
+6.73%
% of All Funds
1.51%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.07%
New
17
Increased
52
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PC
1
Permanens Capital
New York
$25.8M
2
IA
2
IFC Advisors
California
$51.9M
3
UBS Group
3
UBS Group
Switzerland
$132M
4
Bank of America
4
Bank of America
North Carolina
$173M
5
LPL Financial
5
LPL Financial
California
$39.4M

Top Sellers

1
WA
1
Whipplewood Advisors
Colorado
$407K
2
FZCM
2
Flynn Zito Capital Management
New York
$2.21M
3
PAG
3
Private Advisor Group
New Jersey
$3.98M
4
DIM
4
Delta Investment Management
California
$0
5
PCA
5
Pallas Capital Advisors
Massachusetts
$0
Name Holding Trade Value Shares
Change 		Shares
Change %
Mirae Asset Global Investments
51
Mirae Asset Global Investments
South Korea
$1.21M -$444K -23,690 -27%
PGFC
52
Peapack-Gladstone Financial Corp
New Jersey
$1.17M +$1.17M +62,746 New
CIAS
53
Capital Investment Advisory Services
North Carolina
$1.09M +$482K +25,773 +79%
Truist Financial
54
Truist Financial
North Carolina
$1.02M +$55.1K +2,949 +6%
UB
55
UMB Bank
Missouri
$1.01M – – –
FCFC
56
First Citizens Financial Corp
Iowa
$988K +$4K +214 +0.4%
FFP
57
FourThought Financial Partners
Florida
$941K +$30.6K +1,638 +3%
WAP
58
Wealthcare Advisory Partners
Pennsylvania
$812K +$141K +7,521 +21%
ATC
59
Argent Trust Co
Tennessee
$754K – – –
USCWA
60
U.S. Capital Wealth Advisors
Texas
$751K +$27.9K +1,493 +4%
Bank of New York Mellon
61
Bank of New York Mellon
New York
$749K +$16.8K +900 +2%
CPL
62
Capital & Planning LLC
Georgia
$744K -$935 -50 -0.1%
AWM
63
Activest Wealth Management
Florida
$740K -$299K -16,007 -29%
ARC
64
Advisor Resource Council
Texas
$724K +$724K +38,700 New
SCM
65
Schnieders Capital Management
California
$685K – – –
WA
66
Waverly Advisors
Alabama
$665K +$665K +35,574 New
GWA
67
GGM Wealth Advisors
Maryland
$633K +$633K +34,241 New
Susquehanna International Group
68
Susquehanna International Group
Pennsylvania
$578K +$578K +30,883 New
PFP
69
Pinnacle Financial Partners
Tennessee
$566K -$151K -8,059 -21%
MFC
70
Mechanics Financial Corp
Ohio
$556K +$28.5K +1,525 +5%
LA
71
LexAurum Advisors
Kansas
$528K +$80K +4,278 +18%
BPAMU
72
BTG Pactual Asset Management US
New York
$482K +$168K +9,010 +54%
HWMO
73
Heritage Wealth Management (Ohio)
Ohio
$473K – – –
WA
74
Whipplewood Advisors
Colorado
$407K -$11.3M -19,412 -97%
Cambridge Investment Research Advisors
75
Cambridge Investment Research Advisors
Iowa
$386K +$12.5K +669 +3%
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3
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