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Principal Spectrum Preferred Securities Active ETF
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Overview Fund Activity

111 hedge funds and large institutions have $892M invested in Principal Spectrum Preferred Securities Active ETF in 2025 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 52 increasing their positions, 28 reducing their positions, and 8 closing their positions.

Holders
111
Holders Change
+7
Holders Change %
+6.73%
% of All Funds
1.51%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.07%
New
17
Increased
52
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PC
1
Permanens Capital
New York
$25.8M
2
IA
2
IFC Advisors
California
$51.9M
3
UBS Group
3
UBS Group
Switzerland
$132M
4
Bank of America
4
Bank of America
North Carolina
$173M
5
LPL Financial
5
LPL Financial
California
$39.4M

Top Sellers

1
WA
1
Whipplewood Advisors
Colorado
$407K
2
FZCM
2
Flynn Zito Capital Management
New York
$2.21M
3
PAG
3
Private Advisor Group
New Jersey
$3.98M
4
DIM
4
Delta Investment Management
California
$0
5
PCA
5
Pallas Capital Advisors
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Mirae Asset Global Investments
51
Mirae Asset Global Investments
South Korea
$1.21M 64,810 -23,690 -27%
PGFC
52
Peapack-Gladstone Financial Corp
New Jersey
$1.17M 62,746 +62,746 New
CIAS
53
Capital Investment Advisory Services
North Carolina
$1.09M 58,303 +25,773 +79%
Truist Financial
54
Truist Financial
North Carolina
$1.02M 54,315 +2,949 +6%
UB
55
UMB Bank
Missouri
$1.01M 54,005 – –
FCFC
56
First Citizens Financial Corp
Iowa
$988K 52,823 +214 +0.4%
FFP
57
FourThought Financial Partners
Florida
$941K 50,311 +1,638 +3%
WAP
58
Wealthcare Advisory Partners
Pennsylvania
$812K 43,442 +7,521 +21%
ATC
59
Argent Trust Co
Tennessee
$754K 40,305 – –
USCWA
60
U.S. Capital Wealth Advisors
Texas
$751K 40,160 +1,493 +4%
Bank of New York Mellon
61
Bank of New York Mellon
New York
$749K 40,072 +900 +2%
CPL
62
Capital & Planning LLC
Georgia
$744K 39,790 -50 -0.1%
AWM
63
Activest Wealth Management
Florida
$740K 39,555 -16,007 -29%
ARC
64
Advisor Resource Council
Texas
$724K 38,700 +38,700 New
SCM
65
Schnieders Capital Management
California
$685K 36,650 – –
WA
66
Waverly Advisors
Alabama
$665K 35,574 +35,574 New
GWA
67
GGM Wealth Advisors
Maryland
$633K 34,241 +34,241 New
Susquehanna International Group
68
Susquehanna International Group
Pennsylvania
$578K 30,883 +30,883 New
PFP
69
Pinnacle Financial Partners
Tennessee
$566K 30,272 -8,059 -21%
MFC
70
Mechanics Financial Corp
Ohio
$556K 29,718 +1,525 +5%
LA
71
LexAurum Advisors
Kansas
$528K 28,218 +4,278 +18%
BPAMU
72
BTG Pactual Asset Management US
New York
$482K 25,772 +9,010 +54%
HWMO
73
Heritage Wealth Management (Ohio)
Ohio
$473K 25,300 – –
WA
74
Whipplewood Advisors
Colorado
$407K 700 -19,412 -97%
Cambridge Investment Research Advisors
75
Cambridge Investment Research Advisors
Iowa
$386K 20,653 +669 +3%
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