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Principal Spectrum Preferred Securities Active ETF
PREF

Overview Fund Activity

83 hedge funds and large institutions have $662M invested in Principal Spectrum Preferred Securities Active ETF in 2024 Q1 according to their latest regulatory filings, with 5 funds opening new positions, 41 increasing their positions, 29 reducing their positions, and 10 closing their positions.

Holders
83
Holders Change
-5
Holders Change %
-5.68%
% of All Funds
1.2%
Holding in Top 10
2
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-60%
% of All Funds
0.03%
New
5
Increased
41
Reduced
29
Closed
10
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$127M
2
Wealth Enhancement Advisory Services
2
Wealth Enhancement Advisory Services
Minnesota
$21.5M
3
Wells Fargo
3
Wells Fargo
California
$84.9M
4
Truist Financial
4
Truist Financial
North Carolina
$5.41M
5
PCA
5
Pallas Capital Advisors
Massachusetts
$24.9M

Top Sellers

1
Morgan Stanley
1
Morgan Stanley
New York
$77.3M
2
BFG
2
Berger Financial Group
Minnesota
$4.96M
3
UBS Group
3
UBS Group
Switzerland
$115M
4
NA
4
Nottingham Advisors
New York
$195K
5
CB
5
Community Bank
New York
$145K
Name Market Value Shares Shares
Change 		Shares
Change %
LWM
51
Laidlaw Wealth Management
New York
$662K 36,464 +6,500 +22%
GRP
52
Global Retirement Partners
California
$653K 36,002 +3,805 +12%
PFP
53
Pinnacle Financial Partners
Tennessee
$634K 34,935 -3,817 -10%
KAS
54
Kestra Advisory Services
Texas
$609K 33,527 +12,042 +56%
P
55
Pitcairn
Pennsylvania
$588K 32,386 – –
FA
56
Flagstar Advisors
New York
$534K 29,441 +7,829 +36%
BAM
57
Belpointe Asset Management
Nevada
$492K 27,096 -3,160 -10%
MFC
58
Mechanics Financial Corp
Ohio
$464K 25,588 +1,248 +5%
Bank of New York Mellon
59
Bank of New York Mellon
New York
$462K 25,443 +3,297 +15%
Osaic Holdings
60
Osaic Holdings
Arizona
$419K 23,112 -11,950 -34%
Cambridge Investment Research Advisors
61
Cambridge Investment Research Advisors
Iowa
$419K 23,103 +2,279 +11%
CIAS
62
Capital Investment Advisory Services
North Carolina
$406K 22,358 +4,470 +25%
SAM
63
Smartleaf Asset Management
Massachusetts
$400K 22,025 +3,468 +19%
JCM
64
Jacobi Capital Management
Pennsylvania
$371K 20,441 +1,816 +10%
XF
65
XML Financial
Maryland
$361K 19,873 +234 +1%
FFA
66
Farther Finance Advisors
California
$286K 15,828 +15,450 +4,087%
GA
67
Greytown Advisors
Florida
$273K 15,022 – –
RIA
68
Realta Investment Advisors
Delaware
$268K 14,743 -6,080 -29%
WC
69
Whitney & Co
New York
$260K 14,300 -300 -2%
CIA
70
Concurrent Investment Advisors
Florida
$224K 12,330 +11 +0.1%
NA
71
Nottingham Advisors
New York
$195K 10,770 -110,795 -91%
WP
72
WealthShield Partners
North Carolina
$186K 10,231 +10,231 New
FCP
73
Fidelis Capital Partners
Florida
$182K 10,000 – –
Carson Wealth (CWM LLC)
74
Carson Wealth (CWM LLC)
Nebraska
$176K 9,681 -143 -1%
CB
75
Community Bank
New York
$145K 8,000 -110,000 -93%
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