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Principal Spectrum Preferred Securities Active ETF
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Overview Fund Activity

119 hedge funds and large institutions have $949M invested in Principal Spectrum Preferred Securities Active ETF in 2025 Q2 according to their latest regulatory filings, with 22 funds opening new positions, 47 increasing their positions, 39 reducing their positions, and 8 closing their positions.

Holders
119
Holders Change
+8
Holders Change %
+7.21%
% of All Funds
1.6%
Holding in Top 10
3
Holding in Top 10 Change
-2
Holding in Top 10 Change %
-40%
% of All Funds
0.04%
New
22
Increased
47
Reduced
39
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
1
Bank of America
North Carolina
$194M
2
LPL Financial
2
LPL Financial
California
$53M
3
Focus Partners Wealth
3
Focus Partners Wealth
Massachusetts
$4.61M
4
PS
4
Principal Securities
Iowa
$8.14M
5
KW
5
KWB Wealth
California
$3.92M

Top Sellers

1
Raymond James Financial
1
Raymond James Financial
Florida
$29.1M
2
PA
2
PSI Advisors
Florida
$0
3
TWP
3
Tyche Wealth Partners
Texas
$7.74M
4
UBS Group
4
UBS Group
Switzerland
$131M
5
Jane Street
5
Jane Street
New York
$0
Name Market Value Shares Shares
Change 		Shares
Change %
JPMorgan Chase & Co
51
JPMorgan Chase & Co
New York
$1.47M 77,295 +74,827 +3,032%
LA
52
Lifeworks Advisors
Michigan
$1.39M 73,375 -3,047 -4%
BCM
53
Boreal Capital Management
Florida
$1.27M 66,894 +66,894 New
SAM
54
Smartleaf Asset Management
Massachusetts
$1.13M 60,010 -10,724 -15%
FFP
55
FourThought Financial Partners
Florida
$1.07M 56,278 +5,967 +12%
Truist Financial
56
Truist Financial
North Carolina
$1.07M 56,237 +1,922 +4%
CIAS
57
Capital Investment Advisory Services
North Carolina
$1.05M 55,603 -2,700 -5%
UB
58
UMB Bank
Missouri
$1.02M 54,005 – –
FCFC
59
First Citizens Financial Corp
Iowa
$965K 50,847 -1,976 -4%
EFS
60
Essex Financial Services
Connecticut
$899K 47,378 +47,378 New
WAP
61
Wealthcare Advisory Partners
Pennsylvania
$845K 44,543 +1,101 +3%
CCWA
62
CLA (CliftonLarsonAllen) Wealth Advisors
Minnesota
$832K 43,885 +43,885 New
AWM
63
Activest Wealth Management
Florida
$749K 39,474 -81 -0.2%
MML Investors Services
64
MML Investors Services
Massachusetts
$729K 38,426 +38,426 New
CPL
65
Capital & Planning LLC
Georgia
$727K 38,340 -1,450 -4%
Bank of New York Mellon
66
Bank of New York Mellon
New York
$721K 38,024 -2,048 -5%
MFC
67
Mechanics Financial Corp
Ohio
$696K 36,694 +6,976 +23%
SCM
68
Schnieders Capital Management
California
$695K 36,650 – –
USCWA
69
U.S. Capital Wealth Advisors
Texas
$686K 36,157 -4,003 -10%
IAS
70
Insigneo Advisory Services
Florida
$672K 35,434 +35,434 New
LA
71
LexAurum Advisors
Kansas
$654K 34,488 +6,270 +22%
WA
72
Waverly Advisors
Alabama
$650K 34,241 -1,333 -4%
ATC
73
Argent Trust Co
Tennessee
$609K 32,096 -8,209 -20%
BPAMU
74
BTG Pactual Asset Management US
New York
$532K 28,025 +2,253 +9%
CBA
75
Coastal Bridge Advisors
Connecticut
$487K 25,663 +25,663 New
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