AXS Investments’s Principal Spectrum Preferred Securities Active ETF PREF Stock Holding History

AXS Investments’s Portfolio PREF Stock Details PREF Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q2	–	Sell	-73,183	Closed	-$1.38M	–	200
2026 Q1	$1.38M	Sell	73,183 -49,920	-41%	-$952K	0.56%	47
2025 Q4	$2.35M	Sell	123,103 -69,465	-36%	-$1.33M	0.81%	29
2025 Q3	$3.69M	Sell	192,568 -35,210	-15%	-$668K	1.16%	18
2025 Q2	$4.32M	Sell	227,778 -65,021	-22%	-$1.21M	1.77%	14
2025 Q1	$5.48M	Buy	+292,799	New	+$5.47M	1.51%	10

Other funds holding PREF

Principal Financial Group Des Moines, Iowa $204B AUM 27.99% 1-Year Est. Return

Bank of America Charlotte, North Carolina $1.55T AUM 33.47% 1-Year Est. Return

UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return

Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return

Wells Fargo San Francisco, California $617B AUM 30.33% 1-Year Est. Return

LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return

Royal Bank of Canada Toronto, Ontario, Canada $672B AUM 33.48% 1-Year Est. Return

IFC Advisors Los Angeles, California $788M AUM 19.88% 1-Year Est. Return

Raymond James Financial St Petersburg, Florida $369B AUM 28.27% 1-Year Est. Return

Ameriprise Minneapolis, Minnesota $495B AUM 43.24% 1-Year Est. Return

AXS Investments's PREF Position: Q2 2026 in Review

AXS Investments sold out of Principal Spectrum Preferred Securities Active ETF (PREF) in Q2 2026, closing a stake of 73,183 shares — an estimated $1.38M sold.

AXS Investments first reported a position in PREF in Q1 2025 and held it in 5 quarters. The position peaked at $5.48M in Q1 2025. 134 funds tracked by Wall St. Rank hold PREF as of Q2 2026.

AXS Investments reported no remaining Principal Spectrum Preferred Securities Active ETF position as of Q2 2026 after selling out during the quarter.
AXS Investments sold 73,183 Principal Spectrum Preferred Securities Active ETF shares in Q2 2026, an estimated $1.38M.
AXS Investments first reported a position in Principal Spectrum Preferred Securities Active ETF in Q1 2025 and held it in 5 quarters.
AXS Investments's Principal Spectrum Preferred Securities Active ETF position peaked at $5.48M in Q1 2025.
134 funds tracked by Wall St. Rank held Principal Spectrum Preferred Securities Active ETF as of Q2 2026.

Based on AXS Investments's 13F filing for Q2 2026, filed 10 Aug 2026.