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Principal Spectrum Preferred Securities Active ETF

125 hedge funds and large institutions have $1.03B invested in Principal Spectrum Preferred Securities Active ETF in 2025 Q3 according to their latest regulatory filings, with 13 funds opening new positions, 60 increasing their positions, 36 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

67% more repeat investments, than reductions

Existing positions increased: 60 | Existing positions reduced: 36

18% more first-time investments, than exits

New positions opened: 13 | Existing positions closed: 11

8% more capital invested

Capital invested by funds: $951M → $1.03B (+$76.9M)

2% more funds holding

Funds holding: 123125 (+2)

1.33% more ownership

Funds ownership: 77.26%78.59% (+1.3%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

Holders
125
Holders Change
+2
Holders Change %
+1.63%
% of All Funds
1.64%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.04%
New
13
Increased
60
Reduced
36
Closed
11
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
KAS
26
Kestra Advisory Services
Texas
$4.87M +$355K +18,688 +8%
OPAM
27
Ocean Park Asset Management
California
$4.71M +$4.67M +246,100 New
Baird Financial Group
28
Baird Financial Group
Wisconsin
$4.71M -$884K -46,551 -16%
Focus Partners Wealth
29
Focus Partners Wealth
Massachusetts
$4.68M +$31.1K +1,640 +0.7%
GWM
30
GSB Wealth Management
Connecticut
$4.6M +$311K +16,368 +7%
AI
31
AXS Investments
New York
$3.69M -$668K -35,210 -15%
PAG
32
Private Advisor Group
New Jersey
$3.59M +$106K +5,592 +3%
Creative Planning
33
Creative Planning
Kansas
$2.69M +$41.6K +2,190 +2%
MIA
34
MainStreet Investment Advisors
Illinois
$2.61M +$103K +5,448 +4%
MCWA
35
Meadow Creek Wealth Advisors
Georgia
$2.61M +$116K +6,134 +5%
JWCA
36
J.W. Cole Advisors
Florida
$2.61M -$12.3K -648 -0.5%
MPWT
37
MassMutual Private Wealth & Trust
Connecticut
$2.55M +$71.8K +3,783 +3%
LB
38
Legacy Bridge
Iowa
$2.48M -$19.3K -1,015 -0.8%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$2.28M +$31.4K +1,656 +1%
FA
40
Fiduciary Alliance
South Carolina
$2.26M +$289K +15,199 +15%
P
41
&Partners
Tennessee
$2M +$187K +9,844 +10%
IAS
42
Insigneo Advisory Services
Florida
$1.97M +$1.28M +67,447 +190%
WJA
43
Willis Johnson & Associates
Texas
$1.94M -$22.8K -1,203 -1%
IP
44
Investment Partners
Ohio
$1.91M
Comerica Bank
45
Comerica Bank
Texas
$1.82M +$115K +6,062 +7%
IWA
46
IBEX Wealth Advisors
New Jersey
$1.8M -$25.8K -1,359 -1%
DP
47
Dearborn Partners
Illinois
$1.72M +$109K +5,748 +7%
Stifel Financial
48
Stifel Financial
Missouri
$1.65M +$10.8K +571 +0.7%
Osaic Holdings
49
Osaic Holdings
Arizona
$1.63M +$127K +6,670 +8%
GJWM
50
Gilliland Jeter Wealth Management
Arkansas
$1.51M +$4.42K +233 +0.3%

PREF Hedge Fund Activity: Q3 2025 in Review

125 of the 7,619 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q3 2025, worth a combined $1.03B — up 8.1% from $951M a quarter earlier.

Buyers outnumbered sellers: 13 funds opened new PREF positions and 11 closed out — a net gain of 2 holders — while 60 added to existing stakes and 36 trimmed.

The largest buyer was Ameriprise, opening a new position worth an estimated $20.5M. The largest seller was KWB Wealth, exiting entirely with an estimated $3.92M sold.

  • 125 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q3 2025, up from 123 in Q2 2025.
  • Funds reported $1.03B of Principal Spectrum Preferred Securities Active ETF stock for Q3 2025, up 8.1% quarter-over-quarter.
  • 13 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q3 2025 and 11 closed out, a net change of +2 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q3 2025 was Ameriprise, an estimated $20.5M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q3 2025 was KWB Wealth, an estimated $3.92M sold.

Based on aggregated 13F filings for Q3 2025.