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Principal Spectrum Preferred Securities Active ETF
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Overview Fund Activity

111 hedge funds and large institutions have $892M invested in Principal Spectrum Preferred Securities Active ETF in 2025 Q1 according to their latest regulatory filings, with 17 funds opening new positions, 52 increasing their positions, 28 reducing their positions, and 8 closing their positions.

Holders
111
Holders Change
+7
Holders Change %
+6.73%
% of All Funds
1.51%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.07%
New
17
Increased
52
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
PC
1
Permanens Capital
New York
$25.8M
2
IA
2
IFC Advisors
California
$51.9M
3
UBS Group
3
UBS Group
Switzerland
$132M
4
Bank of America
4
Bank of America
North Carolina
$173M
5
LPL Financial
5
LPL Financial
California
$39.4M

Top Sellers

1
WA
1
Whipplewood Advisors
Colorado
$407K
2
FZCM
2
Flynn Zito Capital Management
New York
$2.21M
3
PAG
3
Private Advisor Group
New Jersey
$3.98M
4
DIM
4
Delta Investment Management
California
$0
5
PCA
5
Pallas Capital Advisors
Massachusetts
$0
Name Market Value Shares Shares
Change 		Shares
Change %
GWM
26
GSB Wealth Management
Connecticut
$3.61M 193,168 +127,373 +194%
KAS
27
Kestra Advisory Services
Texas
$3.03M 161,797 +107,128 +196%
NA
28
NewEdge Advisors
Louisiana
$2.84M 151,736 +12,657 +9%
LB
29
Legacy Bridge
Iowa
$2.55M 136,465 +3,685 +3%
JWCA
30
J.W. Cole Advisors
Florida
$2.54M 135,658 +8,253 +6%
MPWT
31
MassMutual Private Wealth & Trust
Connecticut
$2.49M 133,072 -7,819 -6%
MIA
32
MainStreet Investment Advisors
Illinois
$2.47M 131,937 -10,809 -8%
IP
33
Investment Partners
Ohio
$2.37M 126,908 -10,223 -7%
FZCM
34
Flynn Zito Capital Management
New York
$2.21M 118,106 -176,352 -60%
Jane Street
35
Jane Street
New York
$2.13M 114,087 +65,823 +136%
MCWA
36
Meadow Creek Wealth Advisors
Georgia
$2.13M 113,673 +7,755 +7%
Cerity Partners
37
Cerity Partners
New York
$2.08M 111,422 +2,500 +2%
WJA
38
Willis Johnson & Associates
Texas
$2.08M 111,382 -4,612 -4%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$2.07M 110,943 +15,520 +16%
DP
40
Dearborn Partners
Illinois
$1.95M 104,148 -4,008 -4%
Stifel Financial
41
Stifel Financial
Missouri
$1.92M 102,931 +5,076 +5%
P
42
&Partners
Tennessee
$1.81M 96,716 +3,568 +4%
IWA
43
IBEX Wealth Advisors
New Jersey
$1.75M 93,464 -6,672 -7%
FA
44
Fiduciary Alliance
South Carolina
$1.63M 86,962 +1,119 +1%
Comerica Bank
45
Comerica Bank
Texas
$1.59M 84,864 +9,502 +13%
GJWM
46
Gilliland Jeter Wealth Management
Arkansas
$1.47M 78,693 -439 -0.6%
FA
47
Flagstar Advisors
New York
$1.45M 77,664 +6,009 +8%
LA
48
Lifeworks Advisors
Michigan
$1.43M 76,422 +76,422 New
Osaic Holdings
49
Osaic Holdings
Arizona
$1.4M 74,952 +12,362 +20%
SAM
50
Smartleaf Asset Management
Massachusetts
$1.32M 70,734 +15,625 +28%
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