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Principal Spectrum Preferred Securities Active ETF

114 hedge funds and large institutions have $894M invested in Principal Spectrum Preferred Securities Active ETF in 2025 Q1 according to their latest regulatory filings, with 19 funds opening new positions, 53 increasing their positions, 28 reducing their positions, and 8 closing their positions.

New
Increased
Maintained
Reduced
Closed

138% more first-time investments, than exits

New positions opened: 19 | Existing positions closed: 8

89% more repeat investments, than reductions

Existing positions increased: 53 | Existing positions reduced: 28

67% more funds holding in top 10

Funds holding in top 10: 35 (+2)

10% more funds holding

Funds holding: 104114 (+10)

10% more capital invested

Capital invested by funds: $816M → $894M (+$78.2M)

0.61% more ownership

Funds ownership: 77.04%77.65% (+0.61%)

Holders
114
Holders Change
+10
Holders Change %
+9.62%
% of All Funds
1.53%
Holding in Top 10
5
Holding in Top 10 Change
+2
Holding in Top 10 Change %
+66.67%
% of All Funds
0.07%
New
19
Increased
53
Reduced
28
Closed
8
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GWM
26
GSB Wealth Management
Connecticut
$3.61M +$2.38M +127,373 +194%
KAS
27
Kestra Advisory Services
Texas
$3.03M +$2M +107,128 +196%
NA
28
NewEdge Advisors
Louisiana
$2.84M +$237K +12,657 +9%
LB
29
Legacy Bridge
Iowa
$2.55M +$68.9K +3,685 +3%
JWCA
30
J.W. Cole Advisors
Florida
$2.54M +$154K +8,253 +6%
MPWT
31
MassMutual Private Wealth & Trust
Connecticut
$2.49M -$146K -7,819 -6%
MIA
32
MainStreet Investment Advisors
Illinois
$2.47M -$202K -10,809 -8%
IP
33
Investment Partners
Ohio
$2.37M -$191K -10,223 -7%
FZCM
34
Flynn Zito Capital Management
New York
$2.21M -$3.3M -176,352 -60%
Jane Street
35
Jane Street
New York
$2.13M +$1.23M +65,823 +136%
MCWA
36
Meadow Creek Wealth Advisors
Georgia
$2.13M +$145K +7,755 +7%
Cerity Partners
37
Cerity Partners
New York
$2.08M +$46.7K +2,500 +2%
WJA
38
Willis Johnson & Associates
Texas
$2.08M -$86.2K -4,612 -4%
Rockefeller Capital Management
39
Rockefeller Capital Management
New York
$2.07M +$290K +15,520 +16%
DP
40
Dearborn Partners
Illinois
$1.95M -$74.9K -4,008 -4%
Stifel Financial
41
Stifel Financial
Missouri
$1.92M +$94.9K +5,076 +5%
P
42
&Partners
Tennessee
$1.81M +$66.7K +3,568 +4%
IWA
43
IBEX Wealth Advisors
New Jersey
$1.75M -$125K -6,672 -7%
FA
44
Fiduciary Alliance
South Carolina
$1.63M +$20.9K +1,119 +1%
Comerica Bank
45
Comerica Bank
Texas
$1.59M +$178K +9,502 +13%
GJWM
46
Gilliland Jeter Wealth Management
Arkansas
$1.47M -$8.21K -439 -0.6%
FA
47
Flagstar Advisors
New York
$1.45M +$112K +6,009 +8%
LA
48
Lifeworks Advisors
Michigan
$1.43M +$1.43M +76,422 New
Osaic Holdings
49
Osaic Holdings
Arizona
$1.4M +$231K +12,362 +20%
SAM
50
Smartleaf Asset Management
Massachusetts
$1.32M +$292K +15,625 +28%

PREF Hedge Fund Activity: Q1 2025 in Review

114 of the 7,457 institutional investors tracked by Wall St. Rank reported a position in Principal Spectrum Preferred Securities Active ETF (PREF) for Q1 2025, worth a combined $894M — up 9.6% from $816M a quarter earlier.

Buyers outnumbered sellers: 19 funds opened new PREF positions and 8 closed out — a net gain of 11 holders — while 53 added to existing stakes and 28 trimmed.

The largest buyer was Permanens Capital, opening a new position worth an estimated $25.8M. The largest seller was Flynn Zito Capital Management, cutting an estimated $3.3M.

  • 114 institutional investors held Principal Spectrum Preferred Securities Active ETF (PREF) as of Q1 2025, up from 104 in Q4 2024.
  • Funds reported $894M of Principal Spectrum Preferred Securities Active ETF stock for Q1 2025, up 9.6% quarter-over-quarter.
  • 19 funds opened new Principal Spectrum Preferred Securities Active ETF positions in Q1 2025 and 8 closed out, a net change of +11 holders.
  • The largest Principal Spectrum Preferred Securities Active ETF buyer in Q1 2025 was Permanens Capital, an estimated $25.8M added.
  • The largest Principal Spectrum Preferred Securities Active ETF seller in Q1 2025 was Flynn Zito Capital Management, an estimated $3.3M sold.

Based on aggregated 13F filings for Q1 2025.