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Principal Spectrum Preferred Securities Active ETF
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Overview Fund Activity

64 hedge funds and large institutions have $241M invested in Principal Spectrum Preferred Securities Active ETF in 2021 Q2 according to their latest regulatory filings, with 12 funds opening new positions, 35 increasing their positions, 11 reducing their positions, and 4 closing their positions.

Holders
64
Holders Change
+8
Holders Change %
+14.29%
% of All Funds
1.12%
Holding in Top 10
1
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-50%
% of All Funds
0.02%
New
12
Increased
35
Reduced
11
Closed
4
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Wells Fargo
1
Wells Fargo
California
$22.6M
2
Morgan Stanley
2
Morgan Stanley
New York
$31.1M
3
Bank of America
3
Bank of America
North Carolina
$42.5M
4
Bank of New York Mellon
4
Bank of New York Mellon
New York
$7.71M
5
Royal Bank of Canada
5
Royal Bank of Canada
Ontario, Canada
$11.2M

Top Sellers

1
ARG
1
Advisory Resource Group
Oklahoma
$1.38M
2
OMC
2
Old Mission Capital
Illinois
$0
3
CWG
3
Cornerstone Wealth Group
North Carolina
$22.1M
4
3AM
4
3EDGE Asset Management
Florida
$0
5
TGAM
5
TBH Global Asset Management
Tennessee
$0
Name Market Value Shares Shares
Change 		Shares
Change %
Jane Street
26
Jane Street
New York
$1.61M 77,798 -5,328 -6%
Envestnet Asset Management
27
Envestnet Asset Management
Illinois
$1.53M 73,629 +18,827 +34%
DP
28
Dearborn Partners
Illinois
$1.51M 72,738 +34,234 +89%
ARG
29
Advisory Resource Group
Oklahoma
$1.38M 66,751 -157,503 -70%
WJA
30
Willis Johnson & Associates
Texas
$1.36M 65,514 +1,061 +2%
PAG
31
Private Advisor Group
New Jersey
$1.23M 59,493 -2,964 -5%
BEI
32
Benjamin Edwards Inc
Missouri
$1.23M 59,407 +21,185 +55%
CIBC Private Wealth Group
33
CIBC Private Wealth Group
Georgia
$1.22M 58,708 – –
APA
34
American Portfolios Advisors
New York
$1.2M 58,137 +8,567 +17%
Commonwealth Equity Services
35
Commonwealth Equity Services
Massachusetts
$1.06M 51,061 +12,431 +32%
Cambridge Investment Research Advisors
36
Cambridge Investment Research Advisors
Iowa
$911K 43,947 +13 +0%
PFP
37
Pinnacle Financial Partners
Tennessee
$785K 37,854 +2,357 +7%
PWA
38
Pinnacle Wealth Advisors
Tennessee
$785K 37,854 +37,854 New
JWCA
39
J.W. Cole Advisors
Florida
$719K 34,710 +34,710 New
RIA
40
Realta Investment Advisors
Delaware
$643K 31,010 +31,010 New
XF
41
XML Financial
Maryland
$570K 27,509 +280 +1%
Citadel Advisors
42
Citadel Advisors
Florida
$551K 26,594 +26,594 New
EH
43
Equitable Holdings
New York
$463K 22,320 +22,320 New
IA
44
IFP Advisors
Florida
$460K 22,353 +2,607 +13%
AWM
45
Activest Wealth Management
Florida
$456K 21,993 +21,993 New
DC
46
Davenport & Co
Virginia
$341K 16,449 +1,839 +13%
OPS
47
Orion Portfolio Solutions
Nebraska
$324K 15,651 -1,764 -10%
KAS
48
Kestra Advisory Services
Texas
$298K 14,369 +14,369 New
MAFM
49
Mid Atlantic Financial Management
Pennsylvania
$273K 13,183 +1,006 +8%
First Manhattan
50
First Manhattan
New York
$248K 12,000 +12,000 New
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