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PhenixFIN

106 hedge funds and large institutions have $277M invested in PhenixFIN in 2014 Q2 according to their latest regulatory filings, with 17 funds opening new positions, 56 increasing their positions, 24 reducing their positions, and 30 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more funds holding in top 10

Funds holding in top 10: 14 (+3)

133% more repeat investments, than reductions

Existing positions increased: 56 | Existing positions reduced: 24

0.3% less ownership

Funds ownership: 2.28%1.98% (-0.3%)

5% less capital invested

Capital invested by funds: $292M → $277M (-$16M)

11% less funds holding

Funds holding: 119106 (-13)

43% less first-time investments, than exits

New positions opened: 17 | Existing positions closed: 30

80% less call options, than puts

Call options by funds: $222K | Put options by funds: $1.1M

Holders
106
Holders Change
-13
Holders Change %
-10.92%
% of All Funds
3.05%
Holding in Top 10
4
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+300%
% of All Funds
0.11%
New
17
Increased
56
Reduced
24
Closed
30
Calls
$222K
Puts
$1.1M
Net Calls
-$875K
Net Calls Change
-$432K
Name Holding Trade Value Shares
Change
Change in
Stake
State Street
26
State Street
Massachusetts
$2.22M -$8.42M -32,865 -79%
Barclays
27
Barclays
United Kingdom
$2.22M +$1.46M +5,697 +202%
GCM
28
Glaxis Capital Management
Florida
$2.13M +$606K +2,365 +41%
JP Morgan Chase
29
JP Morgan Chase
New York
$2.06M +$2.02M +7,895 New
CPP
30
Crow Point Partners
Massachusetts
$2.04M
Millennium Management
31
Millennium Management
New York
$1.9M +$1.64M +6,406 +725%
AAMU
32
Amundi Asset Management US
Massachusetts
$1.89M +$704K +2,746 +61%
COPPSERS
33
Commonwealth of Pennsylvania Public School Employees Retirement System
Pennsylvania
$1.8M +$1.76M +6,878 New
VanEck Associates
34
VanEck Associates
New York
$1.75M +$536K +2,090 +45%
Goldman Sachs
35
Goldman Sachs
New York
$1.64M +$758K +2,957 +89%
Allianz Asset Management
36
Allianz Asset Management
Germany
$1.61M +$442K +1,724 +39%
MSE
37
MUFG Securities EMEA
United Kingdom
$1.59M +$920K +3,588 +144%
WFI
38
West Family Investments
California
$1.43M -$639K -2,495 -31%
Susquehanna International Group
39
Susquehanna International Group
Pennsylvania
$1.31M +$1.28M +5,008 New
SFM
40
Soros Fund Management
New York
$1.27M +$1.25M +4,860 New
AIG
41
American International Group
New York
$1.22M -$114K -443 -9%
LPL Financial
42
LPL Financial
California
$1.1M +$542K +2,113 +101%
NCCM
43
Nine Chapters Capital Management
New Jersey
$1.05M -$34.6K -135 -3%
NL
44
NWAM LLC
Washington
$1.02M +$415K +1,620 +71%
EVM
45
Eaton Vance Management
Massachusetts
$973K
SCM
46
Sterling Capital Management
North Carolina
$960K +$21.8K +85 +2%
MIG
47
Mariner Investment Group
New York
$862K +$846K +3,300 New
Envestnet Asset Management
48
Envestnet Asset Management
Illinois
$844K -$125K -486 -13%
BIG
49
Blackthorn Investment Group
Kansas
$840K +$192K +750 +30%
GIM
50
Greenwich Investment Management
Connecticut
$834K -$49K -191 -6%

PFX Hedge Fund Activity: Q2 2014 in Review

106 of the 3,479 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q2 2014, worth a combined $277M — down 5.5% from $292M a quarter earlier.

Sellers outnumbered buyers: 30 funds closed out of PFX and 17 opened new positions — a net loss of 13 holders — while 24 trimmed existing stakes and 56 added.

The largest buyer was UBS, adding an estimated $7.14M. The largest seller was BlackRock Fund Advisors, exiting entirely with an estimated $17.8M sold.

  • 106 institutional investors held PhenixFIN (PFX) as of Q2 2014, down from 119 in Q1 2014.
  • Funds reported $277M of PhenixFIN stock for Q2 2014, down 5.5% quarter-over-quarter.
  • 17 funds opened new PhenixFIN positions in Q2 2014 and 30 closed out, a net change of -13 holders.
  • The largest PhenixFIN buyer in Q2 2014 was UBS, an estimated $7.14M added.
  • The largest PhenixFIN seller in Q2 2014 was BlackRock Fund Advisors, an estimated $17.8M sold.

Based on aggregated 13F filings for Q2 2014.