Soros Fund Management’s PhenixFIN PFX Stock Holding History

Soros Fund Management’s Portfolio PFX Stock Details PFX Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2014 Q3	–	Sell	-4,860	Closed	-$1.27M	–	334
2014 Q2	$1.27M	Buy	+4,860	New	+$1.25M	0.01%	256

Other funds holding PFX

Ameriprise Minneapolis, Minnesota $432B AUM 30.22% 1-Year Est. Return

UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return

Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return

Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return

Varde Management Minneapolis, Minnesota $49.3M AUM 87.64% 1-Year Est. Return

Confluence Investment Management St. Louis, Missouri $6.4B AUM 9.79% 1-Year Est. Return

Yorktown Management & Research Company Forest, Virginia $120M AUM 52.72% 1-Year Est. Return

Hilton Capital Management Garden City, New York $1.32B AUM 15.59% 1-Year Est. Return

BB&T Securities Richmond, Virginia $10.9B AUM 5.31% 1-Year Est. Return

Selway Asset Management $242M AUM 7.7% 1-Year Est. Return

Soros Fund Management's PFX Position: Q3 2014 in Review

Soros Fund Management sold out of PhenixFIN (PFX) in Q3 2014, closing a stake of 4,860 shares — an estimated $1.27M sold.

Soros Fund Management first reported a position in PFX in Q2 2014 and held it in 1 quarter. The position peaked at $1.27M in Q2 2014. 110 funds tracked by Wall St. Rank hold PFX as of Q3 2014.

Soros Fund Management reported no remaining PhenixFIN position as of Q3 2014 after selling out during the quarter.
Soros Fund Management sold 4,860 PhenixFIN shares in Q3 2014, an estimated $1.27M.
Soros Fund Management first reported a position in PhenixFIN in Q2 2014 and held it in 1 quarter.
Soros Fund Management's PhenixFIN position peaked at $1.27M in Q2 2014.
110 funds tracked by Wall St. Rank held PhenixFIN as of Q3 2014.

Based on Soros Fund Management's 13F filing for Q3 2014, filed 14 Nov 2014.