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PhenixFIN
PFX

99 hedge funds and large institutions have $243M invested in PhenixFIN in 2013 Q3 according to their latest regulatory filings, with 16 funds opening new positions, 51 increasing their positions, 17 reducing their positions, and 11 closing their positions.

New
Increased
Maintained
Reduced
Closed

200% more repeat investments, than reductions

Existing positions increased: 51 | Existing positions reduced: 17

45% more first-time investments, than exits

New positions opened: 16 | Existing positions closed: 11

23% more capital invested

Capital invested by funds: $197M → $243M (+$45.7M)

5% more funds holding

Funds holding: 94 → 99 (+5)

0.32% less ownership

Funds ownership: 2.53% → 2.21% (-0.32%)

46% less call options, than puts

Call options by funds: $450K | Put options by funds: $826K

Holders
99
Holders Change
+5
Holders Change %
+5.32%
% of All Funds
3.21%
Holding in Top 10
1
Holding in Top 10 Change
+1
Holding in Top 10 Change %
% of All Funds
0.03%
New
16
Increased
51
Reduced
17
Closed
11
Calls
$450K
Puts
$826K
Net Calls
-$376K
Net Calls Change
-$488K

Top Buyers

Rank Fund Capital Flow
1
BFA
BlackRock Fund Advisors
California
+$5.69M
2
PI
Putnam Investments
Massachusetts
+$5.23M
3
Jane Street
Jane Street
New York
+$4.66M
4
NIMC
NWQ Investment Management Company
California
+$4.34M
5
Morgan Stanley
Morgan Stanley
New York
+$3.83M

Top Sellers

Rank Fund Capital Flow
1
N
Nuveen
North Carolina
-$6.67M
2
UOC
UBS O'Connor
Illinois
-$4.47M
3
Capital Fund Management (CFM)
Capital Fund Management (CFM)
France
-$576K
4
State Street
State Street
Massachusetts
-$472K
5
GCM
Glaxis Capital Management
Florida
-$442K
Name Holding Trade Value Shares
Change 		Change in
Stake
BG
26
BlackRock Group
United Kingdom
$2.58M +$2.55M +9,179 +4,731%
D.E. Shaw & Co
27
D.E. Shaw & Co
New York
$2.37M +$2.39M +8,591 New
WFI
28
West Family Investments
California
$2.2M – – –
TCIM
29
TIAA CREF Investment Management
New York
$2.06M +$264K +950 +15%
BIM
30
BlackRock Investment Management
Delaware
$1.9M +$490K +1,761 +34%
SAM
31
Selway Asset Management
$1.85M +$1.87M +6,720 New
NCCM
32
Nine Chapters Capital Management
New Jersey
$1.82M +$34.8K +125 +2%
NFA
33
Nationwide Fund Advisors
Ohio
$1.66M +$1.34M +4,814 +406%
SAM
34
Shikiar Asset Management
New York
$1.55M +$427K +1,535 +38%
Deutsche Bank
35
Deutsche Bank
Germany
$1.39M +$298K +1,073 +27%
Two Sigma Investments
36
Two Sigma Investments
New York
$1.28M +$725K +2,608 +127%
EVM
37
Eaton Vance Management
Massachusetts
$1.03M – – –
California State Teachers Retirement System (CalSTRS)
38
California State Teachers Retirement System (CalSTRS)
California
$962K +$275K +988 +40%
Charles Schwab
39
Charles Schwab
California
$795K +$238K +855 +43%
TA
40
Teachers Advisors
New York
$758K +$173K +623 +29%
FNYS
41
First New York Securities
New York
$714K +$720K +2,590 New
BIG
42
Blackthorn Investment Group
Kansas
$689K +$72.3K +260 +12%
Barclays
43
Barclays
United Kingdom
$670K -$156K -560 -18%
MVP
44
Miller Value Partners
Florida
$665K – – –
Goldman Sachs
45
Goldman Sachs
New York
$650K +$213K +767 +48%
SIC
46
Salem Investment Counselors
North Carolina
$647K +$17.2K +62 +3%
WRM
47
Westport Resources Management
Connecticut
$599K +$66.2K +238 +12%
RhumbLine Advisers
48
RhumbLine Advisers
Massachusetts
$585K +$30.3K +109 +5%
JP Morgan Chase
49
JP Morgan Chase
New York
$488K +$327K +1,174 +197%
SNC
50
Stifel Nicolaus & Co
Missouri
$434K -$13.9K -50 -3%
1
2
3 4 5

PFX Hedge Fund Activity: Q3 2013 in Review

99 of the 3,084 institutional investors tracked by Wall St. Rank reported a position in PhenixFIN (PFX) for Q3 2013, worth a combined $243M — up 23% from $197M a quarter earlier.

Buyers outnumbered sellers: 16 funds opened new PFX positions and 11 closed out — a net gain of 5 holders — while 51 added to existing stakes and 17 trimmed.

The largest buyer was BlackRock Fund Advisors, adding an estimated $5.69M. The largest seller was Nuveen, exiting entirely with an estimated $6.67M sold.

  • 99 institutional investors held PhenixFIN (PFX) as of Q3 2013, up from 94 in Q2 2013.
  • Funds reported $243M of PhenixFIN stock for Q3 2013, up 23% quarter-over-quarter.
  • 16 funds opened new PhenixFIN positions in Q3 2013 and 11 closed out, a net change of +5 holders.
  • The largest PhenixFIN buyer in Q3 2013 was BlackRock Fund Advisors, an estimated $5.69M added.
  • The largest PhenixFIN seller in Q3 2013 was Nuveen, an estimated $6.67M sold.

Based on aggregated 13F filings for Q3 2013.