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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Bank of America
26
Bank of America
North Carolina
$148K -$36.4K -3,800 -20%
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$142K +$144K +15,075 New
AC
28
AlphaCore Capital
California
$127K +$128K +13,400 New
BW
29
Basepoint Wealth
Iowa
$121K -$45.7K -4,774 -27%
JCM
30
Jag Capital Management
Missouri
$120K
MFWP
31
Mosaic Family Wealth Partners
Missouri
$112K
Cetera Investment Advisers
32
Cetera Investment Advisers
Illinois
$111K -$69.3K -7,239 -38%
Commonwealth Equity Services
33
Commonwealth Equity Services
Massachusetts
$105K -$2.01K -210 -2%
Osaic Holdings
34
Osaic Holdings
Arizona
$84.9K -$28.7K -3,000 -25%
UBS Group
35
UBS Group
Switzerland
$63.9K -$5.43K -567 -8%
TJHA
36
Thomas J. Herzfeld Advisors
Florida
$31.6K +$1.25K +131 +4%
Rockefeller Capital Management
37
Rockefeller Capital Management
New York
$31.4K -$29 -3 -0.1%
PP
38
Paladin Partners
Wisconsin
$30.9K +$31.3K +3,271 New
WB
39
Webster Bank
Connecticut
$28.4K +$28.7K +3,000 New
WBC
40
West Branch Capital
Massachusetts
$22.1K +$335 +35 +2%
Royal Bank of Canada
41
Royal Bank of Canada
Ontario, Canada
$21K +$5.57K +582 +36%
FDCDDQ
42
Federation des caisses Desjardins du Quebec
Quebec, Canada
$12.3K
BBPWM
43
Blue Bell Private Wealth Management
Pennsylvania
$9.45K
CA
44
CoreCap Advisors
Michigan
$9.45K
PA
45
Parallel Advisors
California
$6.47K +$6.56K +685 New
Envestnet Asset Management
46
Envestnet Asset Management
Illinois
-$1.43M -146,589 Closed
AC
47
Apella Capital
Connecticut
-$146K -15,066 Closed
HighTower Advisors
48
HighTower Advisors
Illinois
-$147K -15,052 Closed
CPRC
49
Consolidated Portfolio Review Corp
New York
-$103K -10,607 Closed
AF
50
Allworth Financial
California
-$24.5K -2,510 Closed