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PFO

Flaherty & Crumrine Preferred and Income Opportunity Fund

Name Holding Trade Value Shares
Change
Change in
Stake
Mariner
26
Mariner
Kansas
$105K +$118K +12,250 New
Susquehanna International Group
27
Susquehanna International Group
Pennsylvania
$101K +$114K +11,806 New
Stifel Financial
28
Stifel Financial
Missouri
$92K
PCM
29
Poehling Capital Management
Wisconsin
$86K
QWM
30
Quaker Wealth Management
New Jersey
$86K +$97.3K +10,075 New
Fifth Third Bancorp
31
Fifth Third Bancorp
Ohio
$73K -$23.8K -2,460 -22%
SAM
32
S.A. Mason
Michigan
$60K
Royal Bank of Canada
33
Royal Bank of Canada
Ontario, Canada
$35K
APA
34
American Portfolios Advisors
New York
$34.2K +$502 +52 +1%
Northwestern Mutual Wealth Management
35
Northwestern Mutual Wealth Management
Wisconsin
$20K +$444 +46 +2%
FDCDDQ
36
Federation des caisses Desjardins du Quebec
Quebec, Canada
$11.1K
BC
37
Burleson & Co
California
$11K
WBC
38
West Branch Capital
Massachusetts
$9K
HI
39
Harbour Investments
Wisconsin
$8K
AF
40
Allworth Financial
California
$8K +$8.54K +885 New
BFEC
41
Benjamin F. Edwards & Company
Missouri
$6K
US Bancorp
42
US Bancorp
Minnesota
$3K
UCFA
43
United Capital Financial Advisors
Texas
-$114K -12,000 Closed
Citigroup
44
Citigroup
New York
-$79K -8,304 Closed
Rockefeller Capital Management
45
Rockefeller Capital Management
New York
-$32K -3,446 Closed
CA
46
CoreCap Advisors
Michigan
-$10K -1,000 Closed
CI
47
CX Institutional
Indiana
-$5K -560 Closed