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PennantPark Floating Rate Capital
PFLT

Overview Fund Activity

82 hedge funds and large institutions have $148M invested in PennantPark Floating Rate Capital in 2017 Q2 according to their latest regulatory filings, with 13 funds opening new positions, 29 increasing their positions, 28 reducing their positions, and 8 closing their positions.

Holders
82
Holders Change
+5
Holders Change %
+6.49%
% of All Funds
2.05%
Holding in Top 10
2
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
0.05%
New
13
Increased
29
Reduced
28
Closed
8
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Arrowstreet Capital
1
Arrowstreet Capital
Massachusetts
$1.76M
2
VanEck Associates
2
VanEck Associates
New York
$3.98M
3
Ameriprise
3
Ameriprise
Minnesota
$893K
4
LTFS
4
Ladenburg Thalmann Financial Services
Florida
$3.86M
5
MC
5
Muzinich & Co
New York
$16M

Top Sellers

1
IP
1
Ironsides Partners
Massachusetts
$7.06M
2
Two Sigma Investments
2
Two Sigma Investments
New York
$3.09M
3
Two Sigma Advisers
3
Two Sigma Advisers
New York
$2.24M
4
D.E. Shaw & Co
4
D.E. Shaw & Co
New York
$322K
5
FCH
5
Freestone Capital Holdings
Washington
$2.39M
Name Market Value Shares Shares
Change 		Shares
Change %
WS
51
Wedbush Securities
California
$289K 20,489 +3,126 +18%
SBIA
52
Sheaff Brock Investment Advisors
Indiana
$285K 20,226 +373 +2%
FAAS
53
First Allied Advisory Services
California
$269K 19,160 +299 +2%
LPL Financial
54
LPL Financial
California
$243K 17,228 -56,473 -77%
SCM
55
Silver Capital Management
New York
$235K 16,677 – –
SPC
56
Sigma Planning Corp
Michigan
$215K 15,231 +15,231 New
GCP
57
GSA Capital Partners
United Kingdom
$207K 14,688 +14,688 New
CIBC World Market
58
CIBC World Market
Ontario, Canada
$202K 14,321 +14,321 New
RJFSA
59
Raymond James Financial Services Advisors
Florida
$199K 14,133 – –
Envestnet Asset Management
60
Envestnet Asset Management
Illinois
$131K 9,277 -344 -4%
UBS AM
61
UBS AM
Illinois
$129K 9,139 -161 -2%
AG
62
Advisor Group
Arizona
$115K 8,166 – –
GWM
63
Geneos Wealth Management
Colorado
$98K 7,000 – –
JC
64
JBF Capital
Colorado
$88K 6,245 – –
Citigroup
65
Citigroup
New York
$75K 5,300 -10,984 -67%
Creative Planning
66
Creative Planning
Kansas
$72K 5,133 +3,987 +348%
PCM
67
Prelude Capital Management
New York
$37K 2,600 +2,600 New
Bank of America
68
Bank of America
North Carolina
$30K 2,158 +96 +5%
EWM
69
Edge Wealth Management
New York
$29K 2,000 – –
Deutsche Bank
70
Deutsche Bank
Germany
$25K 1,812 -888 -33%
Barclays
71
Barclays
United Kingdom
$19K 1,328 -2,288 -63%
FWM
72
Focused Wealth Management
New York
$11K 750 – –
AP
73
Atwood & Palmer
Missouri
$9K 640 – –
TRCT
74
Tower Research Capital (TRC)
New York
$9K 648 +648 New
PCM
75
Penserra Capital Management
California
$5K 418 +38 +10%
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