Prelude Capital Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

Prelude Capital Management’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-24,300	Closed	-$352K	–	1622
2017 Q3	$352K	Buy	24,300 +21,700	+835%	+$309K	0.03%	469
2017 Q2	$37K	Buy	+2,600	New	+$36.3K	﹤0.01%	1090
2016 Q1	–	Sell	-5,000	Closed	-$56K	–	1461
2015 Q4	$56K	Hold	5,000	–	–	0.01%	1015
2015 Q3	$60K	Buy	+5,000	New	+$65.1K	0.01%	1004
2014 Q2	–	Sell	-7,000	Closed	-$97K	–	2109
2014 Q1	$97K	Sell	7,000 -7,466	-52%	-$103K	0.01%	1024
2013 Q4	$199K	Hold	14,466	–	–	0.03%	623
2013 Q3	$199K	Hold	14,466	–	–	0.03%	548
2013 Q2	$205K	Buy	+14,466	New	+$206K	0.04%	449

Other funds holding PFLT

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Prelude Capital Management's PFLT Position: Q4 2017 in Review

Prelude Capital Management sold out of PennantPark Floating Rate Capital (PFLT) in Q4 2017, closing a stake of 24,300 shares — an estimated $352K sold.

Prelude Capital Management first reported a position in PFLT in Q2 2013 and held it in 8 quarters. The position peaked at $352K in Q3 2017. 89 funds tracked by Wall St. Rank hold PFLT as of Q4 2017.

Prelude Capital Management reported no remaining PennantPark Floating Rate Capital position as of Q4 2017 after selling out during the quarter.
Prelude Capital Management sold 24,300 PennantPark Floating Rate Capital shares in Q4 2017, an estimated $352K.
Prelude Capital Management first reported a position in PennantPark Floating Rate Capital in Q2 2013 and held it in 8 quarters.
Prelude Capital Management's PennantPark Floating Rate Capital position peaked at $352K in Q3 2017.
89 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2017.

Based on Prelude Capital Management's 13F filing for Q4 2017, filed 14 Feb 2018.