Ameriprise
PFLT icon

Ameriprise’s PennantPark Floating Rate Capital PFLT Stock Holding History

Ameriprise’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2025
Q4 		– Sell
-67,972
Closed -$604K – 4180
2025
Q3 		$604K Sell
67,972
-1,987
-3% -$20.4K ﹤0.01% 3564
2025
Q2 		$707K Buy
69,959
+4,824
+7% +$48.8K ﹤0.01% 3404
2025
Q1 		$731K Buy
+65,135
New +$727K ﹤0.01% 3341
2023
Q1 		– Sell
-10,216
Closed -$112K – 4016
2022
Q4 		$112K Buy
+10,216
New +$112K ﹤0.01% 3799
2020
Q1 		– Sell
-15,122
Closed -$184K – 3710
2019
Q4 		$184K Sell
15,122
-2,684
-15% -$31.9K ﹤0.01% 3589
2019
Q3 		$207K Sell
17,806
-7,221
-29% -$83.7K ﹤0.01% 3545
2019
Q2 		$290K Buy
25,027
+69
+0.3% +$851 ﹤0.01% 3490
2019
Q1 		$320K Buy
24,958
+5,446
+28% +$69.9K ﹤0.01% 3425
2018
Q4 		$226K Buy
19,512
+2,482
+15% +$31.4K ﹤0.01% 3413
2018
Q3 		$224K Buy
+17,030
New +$231K ﹤0.01% 3521
2017
Q3 		– Sell
-63,310
Closed -$893K – 3737
2017
Q2 		$893K Buy
+63,310
New +$884K ﹤0.01% 2993
2014
Q1 		– Sell
-260
Closed -$4K – 5374
2013
Q4 		$4K Sell
260
-655
-72% -$8.87K ﹤0.01% 4691
2013
Q3 		$13K Buy
915
+273
+43% +$3.76K ﹤0.01% 4714
2013
Q2 		$9K Buy
+642
New +$9.16K ﹤0.01% 4862

Other funds holding PFLT

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
AS
Altshuler Shaham Tel Aviv, Israel $8.04B AUM 44.04% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
DCP
Diameter Capital Partners New York $1.24B AUM 137.67% 1-Year Est. Return
Marshall Wace
Marshall Wace London, United Kingdom $127B AUM 46.06% 1-Year Est. Return
Millennium Management
Millennium Management New York $276B AUM 44.8% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Ameriprise's PFLT Position: Q4 2025 in Review

Ameriprise sold out of PennantPark Floating Rate Capital (PFLT) in Q4 2025, closing a stake of 67,972 shares — an estimated $604K sold.

Ameriprise first reported a position in PFLT in Q2 2013 and held it in 14 quarters. The position peaked at $893K in Q2 2017. 136 funds tracked by Wall St. Rank hold PFLT as of Q4 2025.

  • Ameriprise reported no remaining PennantPark Floating Rate Capital position as of Q4 2025 after selling out during the quarter.
  • Ameriprise sold 67,972 PennantPark Floating Rate Capital shares in Q4 2025, an estimated $604K.
  • Ameriprise first reported a position in PennantPark Floating Rate Capital in Q2 2013 and held it in 14 quarters.
  • Ameriprise's PennantPark Floating Rate Capital position peaked at $893K in Q2 2017.
  • 136 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2025.

Based on Ameriprise's 13F filing for Q4 2025, filed 17 Feb 2026.