First Allied Advisory Services’s PennantPark Floating Rate Capital PFLT Stock Holding History

First Allied Advisory Services’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2020 Q1	–	Sell	-34,784	Closed	-$421K	–	1187
2019 Q4	$421K	Buy	34,784 +5,979	+21%	+$71K	0.01%	779
2019 Q3	$334K	Buy	28,805 +9,824	+52%	+$114K	0.01%	844
2019 Q2	$219K	Buy	18,981 +7,182	+61%	+$88.6K	0.01%	1053
2019 Q1	$149K	Buy	+11,799	New	+$151K	0.01%	1085
2018 Q1	–	Sell	-12,683	Closed	-$174K	–	1373
2017 Q4	$174K	Buy	12,683 +1,173	+10%	+$16.5K	0.01%	1105
2017 Q3	$167K	Sell	11,510 -7,650	-40%	-$109K	0.01%	1045
2017 Q2	$269K	Buy	19,160 +299	+2%	+$4.17K	0.01%	892
2017 Q1	$263K	Buy	18,861 +1,915	+11%	+$26.6K	0.01%	849
2016 Q4	$239K	Sell	16,946 -35	-0.2%	-$473	0.01%	903
2016 Q3	$225K	Sell	16,981 -3,790	-18%	-$48.7K	0.01%	881
2016 Q2	$256K	Sell	20,771 -922	-4%	-$11.1K	0.01%	815
2016 Q1	$256K	Buy	+21,693	New	+$241K	0.01%	804

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return

POIA

Pin Oak Investment Advisors Houston, Texas $141M AUM 20.83% 1-Year Est. Return

Resource America New York $40M AUM 20.54% 1-Year Est. Return

First Allied Advisory Services's PFLT Position: Q1 2020 in Review

First Allied Advisory Services sold out of PennantPark Floating Rate Capital (PFLT) in Q1 2020, closing a stake of 34,784 shares — an estimated $421K sold.

First Allied Advisory Services first reported a position in PFLT in Q1 2016 and held it in 12 quarters. The position peaked at $421K in Q4 2019. 96 funds tracked by Wall St. Rank hold PFLT as of Q1 2020.

First Allied Advisory Services reported no remaining PennantPark Floating Rate Capital position as of Q1 2020 after selling out during the quarter.
First Allied Advisory Services sold 34,784 PennantPark Floating Rate Capital shares in Q1 2020, an estimated $421K.
First Allied Advisory Services first reported a position in PennantPark Floating Rate Capital in Q1 2016 and held it in 12 quarters.
First Allied Advisory Services's PennantPark Floating Rate Capital position peaked at $421K in Q4 2019.
96 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q1 2020.

Based on First Allied Advisory Services's 13F filing for Q1 2020, filed 8 May 2020.