Advisor Group’s PennantPark Floating Rate Capital PFLT Stock Holding History

Advisor Group’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2019 Q4	$112K	Sell	9,283 -836	-8%	-$9.93K	﹤0.01%	2854
2019 Q3	$117K	Sell	10,119 -530	-5%	-$6.14K	﹤0.01%	2778
2019 Q2	$123K	Buy	10,649 +500	+5%	+$6.17K	﹤0.01%	2700
2019 Q1	$130K	Buy	10,149 +1,850	+22%	+$23.7K	﹤0.01%	2627
2018 Q4	$96K	Sell	8,299 -5,280	-39%	-$66.8K	﹤0.01%	2685
2018 Q3	$179K	Sell	13,579 -3,687	-21%	-$50K	﹤0.01%	2261
2018 Q2	$236K	Buy	17,266 +4,822	+39%	+$65.3K	﹤0.01%	1850
2018 Q1	$163K	Buy	12,444 +612	+5%	+$8.08K	﹤0.01%	2142
2017 Q4	$162K	Buy	11,832 +3,300	+39%	+$46.5K	﹤0.01%	2172
2017 Q3	$124K	Buy	8,532 +366	+4%	+$5.21K	﹤0.01%	2238
2017 Q2	$115K	Hold	8,166	–	–	﹤0.01%	2189
2017 Q1	$113K	Hold	8,166	–	–	﹤0.01%	2073
2016 Q4	$115K	Hold	8,166	–	–	﹤0.01%	1973
2016 Q3	$108K	Sell	8,166 -576	-7%	-$7.41K	﹤0.01%	1951
2016 Q2	$107K	Buy	+8,742	New	+$105K	﹤0.01%	1888

Other funds holding PFLT

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return

Altshuler Shaham Tel Aviv, Israel $5.54B AUM 44.68% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

PRCP

Pacific Ridge Capital Partners Lake Oswego, Oregon $462M AUM 40.76% 1-Year Est. Return

VEA

Virtus ETF Advisers New York $215M AUM 53.68% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Advisor Group's PFLT Position: Q4 2019 in Review

Advisor Group reduced its PennantPark Floating Rate Capital (PFLT) stake by 8.3% in Q4 2019, selling an estimated $9.93K and leaving 9,283 shares worth $112K. The position accounts for ﹤0.01% of the portfolio, ranked #2854.

Advisor Group first reported a position in PFLT in Q2 2016 and has held it in 15 quarters since. The position peaked at $236K in Q2 2018. 107 funds tracked by Wall St. Rank hold PFLT as of Q4 2019.

Advisor Group held 9,283 shares of PennantPark Floating Rate Capital worth $112K as of Q4 2019.
Advisor Group sold 836 PennantPark Floating Rate Capital shares in Q4 2019, an estimated $9.93K.
PennantPark Floating Rate Capital made up ﹤0.01% of Advisor Group's portfolio in Q4 2019, its #2854 holding.
Advisor Group first reported a position in PennantPark Floating Rate Capital in Q2 2016 and has held it in 15 quarters since.
Advisor Group's PennantPark Floating Rate Capital position peaked at $236K in Q2 2018.
107 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2019.

Based on Advisor Group's 13F filing for Q4 2019, filed 12 Feb 2020.