Penserra Capital Management’s PennantPark Floating Rate Capital PFLT Stock Holding History

Penserra Capital Management’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2017 Q4	–	Sell	-420	Closed	-$6K	–	529
2017 Q3	$6K	Buy	420 +2	+0.5%	+$28	﹤0.01%	463
2017 Q2	$5K	Buy	418 +38	+10%	+$531	﹤0.01%	473
2017 Q1	$5K	Sell	380 -52	-12%	-$722	﹤0.01%	499
2016 Q4	$6K	Buy	432 +48	+13%	+$648	﹤0.01%	831
2016 Q3	$5K	Buy	384 +103	+37%	+$1.32K	﹤0.01%	873
2016 Q2	$3K	Hold	281	–	–	﹤0.01%	926
2016 Q1	$3	Buy	+281	New	+$3.13K	﹤0.01%	910

Other funds holding PFLT

Muzinich & Co New York $286M AUM 21.05% 1-Year Est. Return

UBS Group Zurich, Switzerland $666B AUM 30.12% 1-Year Est. Return

PAIM

Punch & Associates Investment Management Edina, Minnesota $1.73B AUM 27.65% 1-Year Est. Return

SIS

Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return

Polar Capital London, United Kingdom $13.5B AUM 55.9% 1-Year Est. Return

Ares Management Los Angeles, California $1.52B AUM 12.97% 1-Year Est. Return

LCP

LGT Capital Partners Pfaeffikon, Switzerland $1.88B AUM 20.37% 1-Year Est. Return

Janney Montgomery Scott Philadelphia, Pennsylvania $40.4B AUM 21.2% 1-Year Est. Return

Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return

Arrowstreet Capital Boston, Massachusetts $185B AUM 39.58% 1-Year Est. Return

Penserra Capital Management's PFLT Position: Q4 2017 in Review

Penserra Capital Management sold out of PennantPark Floating Rate Capital (PFLT) in Q4 2017, closing a stake of 420 shares — an estimated $6K sold.

Penserra Capital Management first reported a position in PFLT in Q1 2016 and held it in 7 quarters. The position peaked at $6K in Q3 2017. 89 funds tracked by Wall St. Rank hold PFLT as of Q4 2017.

Penserra Capital Management reported no remaining PennantPark Floating Rate Capital position as of Q4 2017 after selling out during the quarter.
Penserra Capital Management sold 420 PennantPark Floating Rate Capital shares in Q4 2017, an estimated $6K.
Penserra Capital Management first reported a position in PennantPark Floating Rate Capital in Q1 2016 and held it in 7 quarters.
Penserra Capital Management's PennantPark Floating Rate Capital position peaked at $6K in Q3 2017.
89 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2017.

Based on Penserra Capital Management's 13F filing for Q4 2017, filed 7 Feb 2018.