SBIA
PFLT icon

Sheaff Brock Investment Advisors’s PennantPark Floating Rate Capital PFLT Stock Holding History

Sheaff Brock Investment Advisors’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2021
Q4 		– Sell
-12,730
Closed -$163K – 574
2021
Q3 		$163K Hold
12,730
– – 0.01% 515
2021
Q2 		$162K Hold
12,730
– – 0.01% 491
2021
Q1 		$151K Hold
12,730
– – 0.01% 464
2020
Q4 		$134K Hold
12,730
– – 0.01% 455
2020
Q3 		$107K Hold
12,730
– – 0.01% 429
2020
Q2 		$107K Hold
12,730
– – 0.01% 420
2020
Q1 		$62K Sell
12,730
-8,008
-39% -$83.9K 0.01% 392
2019
Q4 		$253K Buy
20,738
+191
+0.9% +$2.27K 0.02% 367
2019
Q3 		$238K Buy
20,547
+190
+0.9% +$2.2K 0.03% 371
2019
Q2 		$235K Buy
20,357
+171
+0.8% +$2.11K 0.03% 386
2019
Q1 		$259K Buy
20,186
+165
+0.8% +$2.12K 0.03% 373
2018
Q4 		$232K Buy
20,021
+159
+0.8% +$2.01K 0.04% 365
2018
Q3 		$261K Buy
19,862
+147
+0.7% +$1.99K 0.02% 383
2018
Q2 		$269K Buy
19,715
+147
+0.8% +$1.99K 0.03% 387
2018
Q1 		$256K Buy
19,568
+145
+0.7% +$1.91K 0.03% 401
2017
Q4 		$266K Buy
19,423
+133
+0.7% +$1.88K 0.03% 374
2017
Q3 		$279K Sell
19,290
-936
-5% -$13.3K 0.04% 379
2017
Q2 		$285K Buy
20,226
+373
+2% +$5.21K 0.04% 395
2017
Q1 		$277K Buy
19,853
+143
+0.7% +$1.99K 0.04% 409
2016
Q4 		$278K Buy
19,710
+4,877
+33% +$65.9K 0.04% 426
2016
Q3 		$196K Sell
14,833
-867
-6% -$11.2K 0.03% 476
2016
Q2 		$195K Sell
15,700
-159
-1% -$1.92K 0.02% 491
2016
Q1 		$186K Buy
15,859
+443
+3% +$4.93K 0.02% 503
2015
Q4 		$173K Buy
+15,416
New +$180K 0.02% 533

Other funds holding PFLT

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.07B AUM 4.33% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $133B AUM 72.99% 1-Year Est. Return
BlackRock
BlackRock New York $5.72T AUM 30.48% 1-Year Est. Return
JMPWA
JP Morgan Private Wealth Advisors San Francisco, California $35B AUM 24.26% 1-Year Est. Return
Two Sigma Advisers
Two Sigma Advisers New York $51.4B AUM 31.07% 1-Year Est. Return
HWAM
Hennion & Walsh Asset Management Parsippany, New Jersey $3.5B AUM 41.95% 1-Year Est. Return
Osaic Holdings
Osaic Holdings Scottsdale, Arizona $68.3B AUM 20.5% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $432B AUM 29.4% 1-Year Est. Return
AAM
Advisors Asset Management Monument, Colorado $6.01B AUM 24.74% 1-Year Est. Return
Two Sigma Investments
Two Sigma Investments New York $124B AUM 33.93% 1-Year Est. Return

Sheaff Brock Investment Advisors's PFLT Position: Q4 2021 in Review

Sheaff Brock Investment Advisors sold out of PennantPark Floating Rate Capital (PFLT) in Q4 2021, closing a stake of 12,730 shares — an estimated $163K sold.

Sheaff Brock Investment Advisors first reported a position in PFLT in Q4 2015 and held it in 24 quarters. The position peaked at $285K in Q2 2017. 84 funds tracked by Wall St. Rank hold PFLT as of Q4 2021.

  • Sheaff Brock Investment Advisors reported no remaining PennantPark Floating Rate Capital position as of Q4 2021 after selling out during the quarter.
  • Sheaff Brock Investment Advisors sold 12,730 PennantPark Floating Rate Capital shares in Q4 2021, an estimated $163K.
  • Sheaff Brock Investment Advisors first reported a position in PennantPark Floating Rate Capital in Q4 2015 and held it in 24 quarters.
  • Sheaff Brock Investment Advisors's PennantPark Floating Rate Capital position peaked at $285K in Q2 2017.
  • 84 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q4 2021.

Based on Sheaff Brock Investment Advisors's 13F filing for Q4 2021, filed 3 Feb 2022.