Sigma Planning Corp’s PennantPark Floating Rate Capital PFLT Stock Holding History

Sigma Planning Corp’s Portfolio PFLT Stock Details PFLT Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q3	$89.7K	Buy	+12,977	New	+$93.6K	﹤0.01%	1300
2026 Q1	–	Sell	-10,495	Closed	-$97.3K	–	1380
2025 Q4	$97.3K	Hold	10,495	–	–	﹤0.01%	1262
2025 Q3	$93.3K	Buy	10,495 +56	+0.5%	+$574	﹤0.01%	1257
2025 Q2	$108K	Buy	10,439 +55	+0.5%	+$557	﹤0.01%	1202
2025 Q1	$116K	Sell	10,384 -507	-5%	-$5.66K	﹤0.01%	1154
2024 Q4	$119K	Buy	+10,891	New	+$122K	﹤0.01%	1121
2024 Q1	–	Sell	-16,204	Closed	-$196K	–	1244
2023 Q4	$196K	Sell	16,204 -2,412	-13%	-$26.3K	0.02%	781
2023 Q3	$198K	Buy	18,616 +1,429	+8%	+$15.4K	0.01%	1094
2023 Q2	$183K	Buy	17,187 +1,719	+11%	+$18.5K	0.01%	1113
2023 Q1	$164K	Buy	+15,468	New	+$169K	0.01%	1202
2020 Q3	–	Sell	-15,203	Closed	-$128K	–	1139
2020 Q2	$128K	Buy	15,203 +3,720	+32%	+$27.3K	0.01%	982
2020 Q1	$56K	Buy	11,483 +477	+4%	+$5K	﹤0.01%	876
2019 Q4	$134K	Buy	+11,006	New	+$131K	0.01%	999
2017 Q3	–	Sell	-15,231	Closed	-$215K	–	868
2017 Q2	$215K	Buy	+15,231	New	+$213K	0.02%	677

Other funds holding PFLT

Sound Income Strategies Ft Lauderdale, Florida $2.24B AUM 8.38% 1-Year Est. Return

Muzinich & Co New York $301M AUM 12.49% 1-Year Est. Return

Krilogy Financial St. Louis, Missouri $3.66B AUM 22.28% 1-Year Est. Return

Wedbush Securities Los Angeles, California $3.95B AUM 25.45% 1-Year Est. Return

PW Nova Financial Services Newtown, Pennsylvania $491M AUM 22.36% 1-Year Est. Return

Miller Financial Services Marshall, Michigan $132M AUM 10.64% 1-Year Est. Return

Avior Wealth Management Omaha, Nebraska $3.79B AUM 15.36% 1-Year Est. Return

Farther Finance Advisors San Francisco, California $14.2B AUM 18.33% 1-Year Est. Return

State of Alaska Department of Revenue Juneau, Alaska $9.6B AUM 34.67% 1-Year Est. Return

Wilmington Savings Fund Society Wilmington, Delaware $4.39B AUM 17.99% 1-Year Est. Return

Sigma Planning Corp's PFLT Position: Q3 2026 in Review

Sigma Planning Corp opened a new position in PennantPark Floating Rate Capital (PFLT) in Q3 2026: 12,977 shares worth $89.7K. The stake represents ﹤0.01% of the portfolio and ranks #1300 among its holdings. This is a return to the name: Sigma Planning Corp previously reported a position in PFLT as recently as Q4 2025.

Sigma Planning Corp first reported a position in PFLT in Q2 2017 and has held it in 14 quarters since. The position peaked at $215K in Q2 2017. 18 funds tracked by Wall St. Rank hold PFLT as of Q3 2026.

Sigma Planning Corp held 12,977 shares of PennantPark Floating Rate Capital worth $89.7K as of Q3 2026.
PennantPark Floating Rate Capital was a new Sigma Planning Corp position in Q3 2026.
PennantPark Floating Rate Capital made up ﹤0.01% of Sigma Planning Corp's portfolio in Q3 2026, its #1300 holding.
Sigma Planning Corp first reported a position in PennantPark Floating Rate Capital in Q2 2017 and has held it in 14 quarters since.
Sigma Planning Corp's PennantPark Floating Rate Capital position peaked at $215K in Q2 2017.
18 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q3 2026.

Based on Sigma Planning Corp's 13F filing for Q3 2026, filed 23 Oct 2026.