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Sigma Planning Corp’s PennantPark Floating Rate Capital PFLT Stock Holding History

Sigma Planning Corp’s Portfolio PFLT Stock Details PFLT Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2026
Q1 		– Sell
-10,495
Closed -$97.3K – 1380
2025
Q4 		$97.3K Hold
10,495
– – ﹤0.01% 1262
2025
Q3 		$93.3K Buy
10,495
+56
+0.5% +$574 ﹤0.01% 1257
2025
Q2 		$108K Buy
10,439
+55
+0.5% +$557 ﹤0.01% 1202
2025
Q1 		$116K Sell
10,384
-507
-5% -$5.66K ﹤0.01% 1154
2024
Q4 		$119K Buy
+10,891
New +$122K ﹤0.01% 1121
2024
Q1 		– Sell
-16,204
Closed -$196K – 1244
2023
Q4 		$196K Sell
16,204
-2,412
-13% -$26.3K 0.02% 781
2023
Q3 		$198K Buy
18,616
+1,429
+8% +$15.4K 0.01% 1094
2023
Q2 		$183K Buy
17,187
+1,719
+11% +$18.5K 0.01% 1113
2023
Q1 		$164K Buy
+15,468
New +$169K 0.01% 1202
2020
Q3 		– Sell
-15,203
Closed -$128K – 1139
2020
Q2 		$128K Buy
15,203
+3,720
+32% +$27.3K 0.01% 982
2020
Q1 		$56K Buy
11,483
+477
+4% +$5K ﹤0.01% 876
2019
Q4 		$134K Buy
+11,006
New +$131K 0.01% 999
2017
Q3 		– Sell
-15,231
Closed -$215K – 868
2017
Q2 		$215K Buy
+15,231
New +$213K 0.02% 677

Other funds holding PFLT

SIS
Sound Income Strategies Ft Lauderdale, Florida $2.23B AUM 11.22% 1-Year Est. Return
UBS Group
UBS Group Zurich, Switzerland $786B AUM 40.34% 1-Year Est. Return
Invesco
Invesco Atlanta, Georgia $1.26T AUM 61.52% 1-Year Est. Return
VanEck Associates
VanEck Associates New York $164B AUM 112.45% 1-Year Est. Return
DCP
Diameter Capital Partners New York $1.24B AUM 137.67% 1-Year Est. Return
AS
Altshuler Shaham Tel Aviv, Israel $8.04B AUM 44.04% 1-Year Est. Return
Legal & General Group
Legal & General Group London, United Kingdom $480B AUM 42.84% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.89T AUM 35.08% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $445B AUM 25.58% 1-Year Est. Return
BlackRock
BlackRock New York $6.73T AUM 46.02% 1-Year Est. Return

Sigma Planning Corp's PFLT Position: Q1 2026 in Review

Sigma Planning Corp sold out of PennantPark Floating Rate Capital (PFLT) in Q1 2026, closing a stake of 10,495 shares — an estimated $97.3K sold.

Sigma Planning Corp first reported a position in PFLT in Q2 2017 and held it in 13 quarters. The position peaked at $215K in Q2 2017. 134 funds tracked by Wall St. Rank hold PFLT as of Q1 2026.

  • Sigma Planning Corp reported no remaining PennantPark Floating Rate Capital position as of Q1 2026 after selling out during the quarter.
  • Sigma Planning Corp sold 10,495 PennantPark Floating Rate Capital shares in Q1 2026, an estimated $97.3K.
  • Sigma Planning Corp first reported a position in PennantPark Floating Rate Capital in Q2 2017 and held it in 13 quarters.
  • Sigma Planning Corp's PennantPark Floating Rate Capital position peaked at $215K in Q2 2017.
  • 134 funds tracked by Wall St. Rank held PennantPark Floating Rate Capital as of Q1 2026.

Based on Sigma Planning Corp's 13F filing for Q1 2026, filed 4 May 2026.