Sigma Planning Corp’s PennantPark Floating Rate Capital PFLT Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2026 Q1	–	Sell	-10,495	Closed	-$97.3K	–	1382
2025 Q4	$97.3K	Hold	10,495	–	–	﹤0.01%	1262
2025 Q3	$93.3K	Buy	10,495 +56	+0.5%	+$574	﹤0.01%	1257
2025 Q2	$108K	Buy	10,439 +55	+0.5%	+$557	﹤0.01%	1202
2025 Q1	$116K	Sell	10,384 -507	-5%	-$5.66K	﹤0.01%	1154
2024 Q4	$119K	Buy	+10,891	New	+$122K	﹤0.01%	1121
2024 Q1	–	Sell	-16,204	Closed	-$196K	–	1245
2023 Q4	$196K	Sell	16,204 -2,412	-13%	-$26.3K	0.02%	781
2023 Q3	$198K	Buy	18,616 +1,429	+8%	+$15.4K	0.01%	1094
2023 Q2	$183K	Buy	17,187 +1,719	+11%	+$18.5K	0.01%	1113
2023 Q1	$164K	Buy	+15,468	New	+$169K	0.01%	1202
2020 Q3	–	Sell	-15,203	Closed	-$128K	–	1140
2020 Q2	$128K	Buy	15,203 +3,720	+32%	+$27.3K	0.01%	982
2020 Q1	$56K	Buy	11,483 +477	+4%	+$5K	﹤0.01%	876
2019 Q4	$134K	Buy	+11,006	New	+$131K	0.01%	999
2017 Q3	–	Sell	-15,231	Closed	-$215K	–	868
2017 Q2	$215K	Buy	+15,231	New	+$213K	0.02%	677