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Nuveen ESG Small-Cap ETF
NUSC

206 hedge funds and large institutions have $633M invested in Nuveen ESG Small-Cap ETF in 2022 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

429% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 2 → 3 (+1)

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

14% more funds holding

Funds holding: 181 → 206 (+25)

9% more capital invested

Capital invested by funds: $583M → $633M (+$50.8M)

1.42% more ownership

Funds ownership: 69.48% → 70.89% (+1.4%)

Holders
206
Holders Change
+25
Holders Change %
+13.81%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
37
Increased
85
Reduced
63
Closed
7
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Ameriprise
Ameriprise
Minnesota
+$3.8M
2
Citadel Advisors
Citadel Advisors
Florida
+$3.75M
3
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$2.94M
4
SFS
Sowell Financial Services
Arkansas
+$2.78M
5
Morgan Stanley
Morgan Stanley
New York
+$2.25M

Top Sellers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
-$20.9M
2
Wells Fargo
Wells Fargo
California
-$2.14M
3
UBS Group
UBS Group
Switzerland
-$1.41M
4
CIA
Compass Ion Advisors
Pennsylvania
-$1.16M
5
Creative Planning
Creative Planning
Kansas
-$865K
Name Holding Trade Value Shares
Change 		Change in
Stake
BWL
201
Bogart Wealth LLC
Virginia
$1.74K – – –
FA
202
Financial Avengers
California
$1.13K +$1.15K +33 New
PAG
203
Private Advisor Group
New Jersey
$872 -$310K -8,879 -26%
LWANC
204
Laurel Wealth Advisors (North Carolina)
North Carolina
$821 – – –
TAM
205
Tucker Asset Management
Colorado
$514 +$523 +15 New
HNB
206
Huntington National Bank
Ohio
$34 – – –
AC
207
AlphaCore Capital
California
$34 +$35 +1 New
CIA
208
Compass Ion Advisors
Pennsylvania
– -$1.16M -36,117 Closed
SHJ
209
Sharkey, Howes & Javer
Colorado
– -$382K -11,929 Closed
SPC
210
Sigma Planning Corp
Michigan
– -$268K -8,344 Closed
MI
211
Moneywise Inc
Virginia
– -$207K -6,453 Closed
EC
212
Estate Counselors
Wisconsin
– -$8K -280 Closed
HGERS
213
Householder Group Estate & Retirement Specialist
Arizona
– -$3K -103 Closed
EBA
214
Eagle Bay Advisors
New York
– -$1K -16 Closed
5 6 7 8
9

NUSC Hedge Fund Activity: Q4 2022 in Review

206 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2022, worth a combined $633M — up 8.7% from $583M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 7 closed out — a net gain of 30 holders — while 85 added to existing stakes and 63 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.8M. The largest seller was Bank of America, cutting an estimated $20.9M.

  • 206 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2022, up from 181 in Q3 2022.
  • Funds reported $633M of Nuveen ESG Small-Cap ETF stock for Q4 2022, up 8.7% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2022 and 7 closed out, a net change of +30 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2022 was Ameriprise, an estimated $3.8M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2022 was Bank of America, an estimated $20.9M sold.

Based on aggregated 13F filings for Q4 2022.