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Nuveen ESG Small-Cap ETF

203 hedge funds and large institutions have $669M invested in Nuveen ESG Small-Cap ETF in 2023 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 66

16% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 19

6% more capital invested

Capital invested by funds: $633M → $669M (+$35.7M)

0.59% more ownership

Funds ownership: 70.89%71.48% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1% less funds holding

Funds holding: 206203 (-3)

Holders
203
Holders Change
-3
Holders Change %
-1.46%
% of All Funds
3.24%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
22
Increased
80
Reduced
66
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
LFG
151
Larson Financial Group
Missouri
$197K +$2.33K +64 +1%
ME
152
McIlrath & Eck
Washington
$181K +$64.2K +1,766 +53%
Fidelity Investments
153
Fidelity Investments
Massachusetts
$173K -$36 -1 -0%
CSPIA
154
Cary Street Partners Investment Advisory
Virginia
$170K
AssetMark Inc
155
AssetMark Inc
California
$164K +$23.8K +655 +17%
MIA
156
Milestone Investment Advisors
Wisconsin
$129K
TRCT
157
Tower Research Capital (TRC)
New York
$120K -$713K -19,608 -85%
MCM
158
Manchester Capital Management
Vermont
$113K
KTC
159
Kistler-Tiffany Companies
Pennsylvania
$95.7K
SAM
160
S.A. Mason
Michigan
$95.6K -$837 -23 -0.8%
Bessemer Group
161
Bessemer Group
New Jersey
$94K
PNC Financial Services Group
162
PNC Financial Services Group
Pennsylvania
$93.9K -$14.1K -388 -13%
AF
163
Advisornet Financial
Minnesota
$88.6K -$6.37K -175 -7%
IWP
164
IAG Wealth Partners
Wisconsin
$83.8K +$20.3K +559 +31%
US Bancorp
165
US Bancorp
Minnesota
$82.3K -$2.37K -65 -3%
HS
166
Horan Securities
United States
$80.4K
TF
167
TimeScale Financial
Massachusetts
$60.1K +$26.9K +740 +77%
FFA
168
Farther Finance Advisors
California
$59.6K
AF
169
Arrow Financial
New York
$55.1K
RG
170
Retirement Group
California
$47K
KHC
171
Koesten Hirschmann & Crabtree
Kansas
$36.5K
EWP
172
Elevation Wealth Partners
California
$35.6K +$36.6K +1,006 New
CWP
173
Concord Wealth Partners
Virginia
$28.4K +$3.78K +104 +15%
SPIA
174
Steward Partners Investment Advisory
New York
$27.5K -$5.86K -161 -17%
MWM
175
Mascoma Wealth Management
New Hampshire
$26.9K

NUSC Hedge Fund Activity: Q1 2023 in Review

203 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2023, worth a combined $669M — up 5.6% from $633M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUSC positions and 19 closed out — a net gain of 3 holders — while 80 added to existing stakes and 66 trimmed.

The largest buyer was Bank of America, adding an estimated $24.7M. The largest seller was Ameriprise, cutting an estimated $8.77M.

  • 203 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2023, down from 206 in Q4 2022.
  • Funds reported $669M of Nuveen ESG Small-Cap ETF stock for Q1 2023, up 5.6% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2023 and 19 closed out, a net change of +3 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2023 was Bank of America, an estimated $24.7M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2023 was Ameriprise, an estimated $8.77M sold.

Based on aggregated 13F filings for Q1 2023.