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Nuveen ESG Small-Cap ETF

156 hedge funds and large institutions have $682M invested in Nuveen ESG Small-Cap ETF in 2021 Q2 according to their latest regulatory filings, with 23 funds opening new positions, 91 increasing their positions, 21 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

360% more first-time investments, than exits

New positions opened: 23 | Existing positions closed: 5

333% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 21

21% more capital invested

Capital invested by funds: $565M → $682M (+$117M)

12% more funds holding

Funds holding: 139156 (+17)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

1.73% less ownership

Funds ownership: 71.59%69.86% (-1.7%)

Holders
156
Holders Change
+17
Holders Change %
+12.23%
% of All Funds
2.72%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
23
Increased
91
Reduced
21
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
ME
126
McIlrath & Eck
Washington
$85K +$16.5K +372 +25%
RG
127
Retirement Group
California
$80K +$14.9K +336 +23%
Fidelity Investments
128
Fidelity Investments
Massachusetts
$74K +$14.5K +327 +25%
IWP
129
IAG Wealth Partners
Wisconsin
$73K +$6.18K +139 +10%
Fifth Third Bancorp
130
Fifth Third Bancorp
Ohio
$65K
SAM
131
S.A. Mason
Michigan
$65K +$64.5K +1,450 New
US Bancorp
132
US Bancorp
Minnesota
$63K +$52.3K +1,175 +527%
AF
133
Advisornet Financial
Minnesota
$59K +$2.22K +50 +4%
SPIA
134
Steward Partners Investment Advisory
New York
$56K +$21.7K +488 +66%
TF
135
TimeScale Financial
Massachusetts
$40K
KFAA
136
Klaas Financial Asset Advisors
Illinois
$35K +$22.9K +514 +189%
PNC Financial Services Group
137
PNC Financial Services Group
Pennsylvania
$32K +$31.9K +718 New
Citigroup
138
Citigroup
New York
$31K
KTC
139
Kistler-Tiffany Companies
Pennsylvania
$29K +$28.4K +638 New
CAPTRUST Financial Advisors
140
CAPTRUST Financial Advisors
North Carolina
$25K -$358K -8,051 -93%
DWMG
141
DB Wealth Management Group
California
$25K
AWA
142
Arkadios Wealth Advisors
Georgia
$25K +$25.3K +570 New
Rockefeller Capital Management
143
Rockefeller Capital Management
New York
$24K -$4.76K -107 -17%
SBL
144
Sargent Bickham Lagudis
Colorado
$24K +$889 +20 +4%
PCG
145
Private Capital Group
Connecticut
$23K
CFD
146
Creative Financial Designs
Indiana
$23K +$3.91K +88 +21%
BWM
147
Baystate Wealth Management
Massachusetts
$14K
CCM
148
Covington Capital Management
California
$13K +$10.7K +240 +600%
RBA
149
Richard Bernstein Advisors
New York
$13K +$12.8K +288 New
BlackRock
150
BlackRock
New York
$6K

NUSC Hedge Fund Activity: Q2 2021 in Review

156 of the 5,745 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2021, worth a combined $682M — up 21% from $565M a quarter earlier.

Buyers outnumbered sellers: 23 funds opened new NUSC positions and 5 closed out — a net gain of 18 holders — while 91 added to existing stakes and 21 trimmed.

The largest buyer was Bank of America, adding an estimated $39.1M. The largest seller was Creative Planning, cutting an estimated $1.19M.

  • 156 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2021, up from 139 in Q1 2021.
  • Funds reported $682M of Nuveen ESG Small-Cap ETF stock for Q2 2021, up 21% quarter-over-quarter.
  • 23 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2021 and 5 closed out, a net change of +18 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2021 was Bank of America, an estimated $39.1M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2021 was Creative Planning, an estimated $1.19M sold.

Based on aggregated 13F filings for Q2 2021.