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Nuveen ESG Small-Cap ETF

206 hedge funds and large institutions have $633M invested in Nuveen ESG Small-Cap ETF in 2022 Q4 according to their latest regulatory filings, with 37 funds opening new positions, 85 increasing their positions, 63 reducing their positions, and 7 closing their positions.

New
Increased
Maintained
Reduced
Closed

429% more first-time investments, than exits

New positions opened: 37 | Existing positions closed: 7

50% more funds holding in top 10

Funds holding in top 10: 23 (+1)

35% more repeat investments, than reductions

Existing positions increased: 85 | Existing positions reduced: 63

14% more funds holding

Funds holding: 181206 (+25)

9% more capital invested

Capital invested by funds: $583M → $633M (+$50.8M)

1.42% more ownership

Funds ownership: 69.48%70.89% (+1.4%)

Holders
206
Holders Change
+25
Holders Change %
+13.81%
% of All Funds
3.31%
Holding in Top 10
3
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+50%
% of All Funds
0.05%
New
37
Increased
85
Reduced
63
Closed
7
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
SFP
101
Sandbox Financial Partners
Maryland
$530K -$67.6K -1,937 -11%
BWM
102
BerganKDV Wealth Management
Minnesota
$506K -$78.4K -2,248 -13%
EA
103
Evolution Advisers
Virginia
$505K +$52.8K +1,513 +11%
MML Investors Services
104
MML Investors Services
Massachusetts
$494K +$208K +5,954 +70%
BF
105
BOK Financial
Oklahoma
$492K +$148K +4,245 +42%
Baird Financial Group
106
Baird Financial Group
Wisconsin
$490K +$62.2K +1,782 +14%
WLIM
107
White Lighthouse Investment Management
Massachusetts
$473K +$31.1K +890 +7%
GEA
108
Glen Eagle Advisors
New Jersey
$460K +$1.08K +31 +0.2%
PWMG
109
Pioneer Wealth Management Group
Texas
$459K +$469K +13,443 New
OCM
110
One Capital Management
California
$452K +$155K +4,446 +51%
TWM
111
TriaGen Wealth Management
California
$447K +$19.2K +551 +4%
TWM
112
Tradition Wealth Management
Minnesota
$439K +$33.1K +949 +8%
FFA
113
First Foundation Advisors
California
$434K +$443K +12,704 New
CPP
114
Capasso Planning Partners
South Carolina
$401K +$4.12K +118 +1%
GKWIM
115
Gerber Kawasaki Wealth & Investment Management
California
$399K +$98K +2,807 +32%
AAS
116
Avantax Advisory Services
Texas
$398K -$110K -3,150 -21%
SS
117
Sound Stewardship
Kansas
$395K +$403K +11,543 New
MFG
118
Merit Financial Group
Georgia
$392K +$51.6K +1,479 +15%
MCC
119
Money Concepts Capital
Florida
$390K +$396K +11,361 +21,848%
VAFP
120
Vahanian & Associates Financial Planning
New York
$386K +$6.07K +174 +2%
SFG
121
Sage Financial Group
Pennsylvania
$381K
AP
122
Adero Partners
California
$380K +$61.7K +1,768 +19%
BFA
123
Bragg Financial Advisors
North Carolina
$379K +$5.65K +162 +1%
PAS
124
Park Avenue Securities
New York
$363K -$34.9K -1,001 -9%
WI
125
WrapManager Inc
California
$362K -$49.5K -1,419 -12%

NUSC Hedge Fund Activity: Q4 2022 in Review

206 of the 6,221 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2022, worth a combined $633M — up 8.7% from $583M a quarter earlier.

Buyers outnumbered sellers: 37 funds opened new NUSC positions and 7 closed out — a net gain of 30 holders — while 85 added to existing stakes and 63 trimmed.

The largest buyer was Ameriprise, adding an estimated $3.8M. The largest seller was Bank of America, cutting an estimated $20.9M.

  • 206 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2022, up from 181 in Q3 2022.
  • Funds reported $633M of Nuveen ESG Small-Cap ETF stock for Q4 2022, up 8.7% quarter-over-quarter.
  • 37 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2022 and 7 closed out, a net change of +30 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2022 was Ameriprise, an estimated $3.8M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2022 was Bank of America, an estimated $20.9M sold.

Based on aggregated 13F filings for Q4 2022.