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Nuveen ESG Small-Cap ETF

180 hedge funds and large institutions have $830M invested in Nuveen ESG Small-Cap ETF in 2022 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 35 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

174% more repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 35

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

7.6% more ownership

Funds ownership: 72.16%79.76% (+7.6%)

1% more funds holding

Funds holding: 178180 (+2)

4% more capital invested

Capital invested by funds: $795M → $830M (+$35.4M)

17% less funds holding in top 10

Funds holding in top 10: 65 (-1)

Holders
180
Holders Change
+2
Holders Change %
+1.12%
% of All Funds
2.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.08%
New
26
Increased
96
Reduced
35
Closed
22
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
AGA
101
Arkos Global Advisors
Texas
$422K +$175K +4,438 +72%
DADC
102
D.A. Davidson & Co
Montana
$408K
MFA
103
McClarren Financial Advisors
Pennsylvania
$404K -$197 -5 -0%
PWP
104
Principle Wealth Partners
Connecticut
$404K +$18.8K +477 +5%
BFA
105
Bragg Financial Advisors
North Carolina
$400K +$147K +3,715 +59%
FUBT
106
First United Bank & Trust
Maryland
$397K +$9.87K +250 +3%
VAS
107
Vestmark Advisory Solutions
Massachusetts
$393K +$26.3K +665 +7%
EWM
108
Empirical Wealth Management
Washington
$392K +$389K +9,850 New
PAS
109
Park Avenue Securities
New York
$390K +$57.6K +1,459 +18%
BF
110
BOK Financial
Oklahoma
$386K -$260K -6,583 -40%
BBW
111
Blue Barn Wealth
Utah
$378K +$553 +14 +0.1%
TAIM
112
TD Ameritrade Investment Management
Nebraska
$356K +$202K +5,108 +134%
RCA
113
Resonant Capital Advisors
Wisconsin
$353K -$5.02K -127 -1%
AIM
114
Acropolis Investment Management
Missouri
$347K
SPC
115
Sigma Planning Corp
Michigan
$345K +$1.19K +30 +0.3%
ATC
116
Adirondack Trust Company
New York
$339K
SCM
117
Stordahl Capital Management
Colorado
$338K
PFO
118
Pathstone Family Office
New Jersey
$328K +$11.5K +290 +4%
Franklin Resources
119
Franklin Resources
California
$313K +$36.5K +925 +13%
GLA
120
Good Life Advisors
Pennsylvania
$309K +$88.7K +2,246 +41%
PHAM
121
Palisades Hudson Asset Management
Florida
$308K +$21.8K +552 +8%
MML Investors Services
122
MML Investors Services
Massachusetts
$301K -$74.5K -1,887 -20%
TC
123
Trust Company
Kansas
$287K +$284K +7,196 New
GKWIM
124
Gerber Kawasaki Wealth & Investment Management
California
$286K +$55.5K +1,406 +24%
OCM
125
One Capital Management
California
$268K -$5.49K -139 -2%

NUSC Hedge Fund Activity: Q1 2022 in Review

180 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2022, worth a combined $830M — up 4.4% from $795M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new NUSC positions and 22 closed out — a net gain of 4 holders — while 96 added to existing stakes and 35 trimmed.

The largest buyer was Bank of America, adding an estimated $50.6M. The largest seller was Wells Fargo, cutting an estimated $10.6M.

  • 180 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2022, up from 178 in Q4 2021.
  • Funds reported $830M of Nuveen ESG Small-Cap ETF stock for Q1 2022, up 4.4% quarter-over-quarter.
  • 26 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2022 and 22 closed out, a net change of +4 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2022 was Bank of America, an estimated $50.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2022 was Wells Fargo, an estimated $10.6M sold.

Based on aggregated 13F filings for Q1 2022.