Empirical Wealth Management’s Nuveen ESG Small-Cap ETF NUSC Stock Holding History

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Shares Change %	Capital Flow	Portfolio Weight	Portfolio Position
2023 Q2	–	Sell	-6,512	Closed	-$231K	–	491
2023 Q1	$231K	Buy	6,512 +620	+11%	+$22K	0.01%	426
2022 Q4	$201K	Buy	+5,892	New	+$201K	0.01%	439
2022 Q2	–	Sell	-9,850	Closed	-$392K	–	506
2022 Q1	$392K	Buy	+9,850	New	+$392K	0.02%	359