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Nuveen ESG Small-Cap ETF

162 hedge funds and large institutions have $733M invested in Nuveen ESG Small-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 91 increasing their positions, 24 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

279% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 24

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

7% more capital invested

Capital invested by funds: $682M → $733M (+$51.1M)

4% more funds holding

Funds holding: 156162 (+6)

1% more ownership

Funds ownership: 69.86%70.86% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

Holders
162
Holders Change
+6
Holders Change %
+3.85%
% of All Funds
2.84%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
22
Increased
91
Reduced
24
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PAS
101
Park Avenue Securities
New York
$343K +$9.4K +213 +3%
MWM
102
Modera Wealth Management
New Jersey
$341K +$15.4K +350 +5%
PFO
103
Pathstone Family Office
New Jersey
$334K +$11.3K +257 +3%
NFG
104
Nations Financial Group
Iowa
$325K -$247K -5,596 -43%
MFA
105
McClarren Financial Advisors
Pennsylvania
$322K +$241K +5,450 +279%
OCM
106
One Capital Management
California
$309K +$314K +7,117 New
IA
107
IFP Advisors
Florida
$306K
HCM
108
Hudson Capital Management
New Jersey
$299K
FANJ
109
Financial Architects (New Jersey)
New Jersey
$294K -$25.6K -580 -8%
Bessemer Group
110
Bessemer Group
New Jersey
$292K +$41.8K +948 +16%
SA
111
Stewardship Advisors
Pennsylvania
$289K -$376K -8,521 -56%
AL
112
Aspiriant LLC
California
$283K
MFG
113
Merit Financial Group
Georgia
$283K +$288K +6,518 New
TRCT
114
Tower Research Capital (TRC)
New York
$280K +$145K +3,285 +104%
BFA
115
Bragg Financial Advisors
North Carolina
$275K
AGA
116
Arkos Global Advisors
Texas
$270K -$883 -20 -0.3%
Fidelity Investments
117
Fidelity Investments
Massachusetts
$260K +$192K +4,355 +266%
TWM
118
Tradition Wealth Management
Minnesota
$248K +$15K +341 +6%
LGWM
119
Litman Gregory Wealth Management
California
$239K +$231K +5,243 +2,114%
SFM
120
Signet Financial Management
New Jersey
$226K
LFG
121
Larson Financial Group
Missouri
$224K +$9.97K +226 +5%
KFAA
122
Klaas Financial Asset Advisors
Illinois
$223K +$192K +4,352 +554%
BMD
123
Better Money Decisions
New Mexico
$221K +$9.97K +226 +5%
Lido Advisors
124
Lido Advisors
California
$220K -$125K -2,837 -36%
GLA
125
Good Life Advisors
Pennsylvania
$209K -$706 -16 -0.3%

NUSC Hedge Fund Activity: Q3 2021 in Review

162 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2021, worth a combined $733M — up 7.5% from $682M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUSC positions and 16 closed out — a net gain of 6 holders — while 91 added to existing stakes and 24 trimmed.

The largest buyer was Bank of America, adding an estimated $28.9M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.65M sold.

  • 162 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2021, up from 156 in Q2 2021.
  • Funds reported $733M of Nuveen ESG Small-Cap ETF stock for Q3 2021, up 7.5% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2021 and 16 closed out, a net change of +6 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2021 was Bank of America, an estimated $28.9M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2021 was Citadel Advisors, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2021.