Nuveen ESG Small-Cap ETF
NUSC
109 hedge funds and large institutions have $376M invested in Nuveen ESG Small-Cap ETF in 2020 Q4 according to their latest regulatory filings, with 31 funds opening new positions, 44 increasing their positions, 16 reducing their positions, and 4 closing their positions.
675% more first-time investments, than exits
New positions opened: 31 | Existing positions closed: 4
175% more repeat investments, than reductions
Existing positions increased: 44 | Existing positions reduced: 16
65% more capital invested
Capital invested by funds: $228M → $376M (+$148M)
31% more funds holding
Funds holding: 83 → 109 (+26)
2.17% more ownership
Funds ownership: 67.83% → 70.01% (+2.2%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
CIA
Compass Ion Advisors
Conshohocken,
Pennsylvania
|
+$15.6M |
| 2 |
Bank of America
Charlotte,
North Carolina
|
+$9.11M |
| 3 |
Wells Fargo
San Francisco,
California
|
+$6.88M |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$3.06M |
| 5 |
TF
TIAA FSB
Jacksonville,
Florida
|
+$2.76M |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
SA
Stewardship Advisors
Mount Joy,
Pennsylvania
|
-$4.52M |
| 2 |
Citadel Advisors
Miami,
Florida
|
-$967K |
| 3 |
TRCT
Tower Research Capital (TRC)
New York
|
-$463K |
| 4 |
Envestnet Asset Management
Chicago,
Illinois
|
-$418K |
| 5 |
BWP
BSW Wealth Partners
Boulder,
Colorado
|
-$87.1K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BWA
101
Burt Wealth Advisors
North Bethesda,
Maryland
| $10K | – | – | – |
|
102
US Bancorp
Minneapolis,
Minnesota
| $9K | +$7.71K | +223 | New |
|
|
GWM
103
Geneos Wealth Management
Englewood,
Colorado
| $8K | +$7.19K | +208 | New |
|
|
SPIA
104
Steward Partners Investment Advisory
New York
| $5K | – | – | – |
|
105
BlackRock
New York
| $5K | +$4.36K | +126 | New |
|
|
HGWM
106
Harvest Group Wealth Management
Waltham,
Massachusetts
| $4K | – | – | – |
|
|
TIM
107
Tortoise Investment Management
White Plains,
New York
| $4K | – | – | – |
|
108
Rockefeller Capital Management
New York
| $4K | +$968 | +28 | +35% |
|
|
GEA
109
Glen Eagle Advisors
Kingston,
New Jersey
| $3.11K | – | – | – |
|
|
CFD
110
Creative Financial Designs
Kokomo,
Indiana
| $1K | – | – | – |
|
|
111
Citadel Advisors
Miami,
Florida
| – | -$967K | -32,623 | Closed |
|
|
WP
112
WealthShield Partners
Cary,
North Carolina
| – | -$9K | -291 | Closed |
|
NUSC Hedge Fund Activity: Q4 2020 in Review
109 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2020, worth a combined $376M — up 65% from $228M a quarter earlier.
Buyers outnumbered sellers: 31 funds opened new NUSC positions and 4 closed out — a net gain of 27 holders — while 44 added to existing stakes and 16 trimmed.
The largest buyer was Compass Ion Advisors, opening a new position worth an estimated $15.6M. The largest seller was Stewardship Advisors, cutting an estimated $4.52M.
- 109 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2020, up from 83 in Q3 2020.
- Funds reported $376M of Nuveen ESG Small-Cap ETF stock for Q4 2020, up 65% quarter-over-quarter.
- 31 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2020 and 4 closed out, a net change of +27 holders.
- The largest Nuveen ESG Small-Cap ETF buyer in Q4 2020 was Compass Ion Advisors, an estimated $15.6M added.
- The largest Nuveen ESG Small-Cap ETF seller in Q4 2020 was Stewardship Advisors, an estimated $4.52M sold.
Based on aggregated 13F filings for Q4 2020.