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Nuveen ESG Small-Cap ETF

74 hedge funds and large institutions have $115M invested in Nuveen ESG Small-Cap ETF in 2019 Q4 according to their latest regulatory filings, with 14 funds opening new positions, 33 increasing their positions, 12 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

1,300% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 1

175% more repeat investments, than reductions

Existing positions increased: 33 | Existing positions reduced: 12

39% more capital invested

Capital invested by funds: $82.8M → $115M (+$32.2M)

19% more funds holding

Funds holding: 6274 (+12)

3.54% more ownership

Funds ownership: 53.33%56.87% (+3.5%)

Holders
74
Holders Change
+12
Holders Change %
+19.35%
% of All Funds
1.46%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
33
Reduced
12
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
GSWM
76
Golden State Wealth Management
California
-$55K -1,895 Closed
TAIM
77
TD Ameritrade Investment Management
Nebraska
-$60 -2 -67%

NUSC Hedge Fund Activity: Q4 2019 in Review

74 of the 5,075 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q4 2019, worth a combined $115M — up 39% from $82.8M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NUSC positions and 1 closed out — a net gain of 13 holders — while 33 added to existing stakes and 12 trimmed.

The largest buyer was TIAA FSB, adding an estimated $5.48M. The largest seller was Jane Street, cutting an estimated $675K.

  • 74 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q4 2019, up from 62 in Q3 2019.
  • Funds reported $115M of Nuveen ESG Small-Cap ETF stock for Q4 2019, up 39% quarter-over-quarter.
  • 14 funds opened new Nuveen ESG Small-Cap ETF positions in Q4 2019 and 1 closed out, a net change of +13 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q4 2019 was TIAA FSB, an estimated $5.48M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q4 2019 was Jane Street, an estimated $675K sold.

Based on aggregated 13F filings for Q4 2019.