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Nuveen ESG Small-Cap ETF

203 hedge funds and large institutions have $669M invested in Nuveen ESG Small-Cap ETF in 2023 Q1 according to their latest regulatory filings, with 22 funds opening new positions, 80 increasing their positions, 66 reducing their positions, and 19 closing their positions.

New
Increased
Maintained
Reduced
Closed

21% more repeat investments, than reductions

Existing positions increased: 80 | Existing positions reduced: 66

16% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 19

6% more capital invested

Capital invested by funds: $633M → $669M (+$35.7M)

0.59% more ownership

Funds ownership: 70.89%71.48% (+0.59%)

0% more funds holding in top 10

Funds holding in top 10: 33 (0)

1% less funds holding

Funds holding: 206203 (-3)

Holders
203
Holders Change
-3
Holders Change %
-1.46%
% of All Funds
3.24%
Holding in Top 10
3
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.05%
New
22
Increased
80
Reduced
66
Closed
19
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
PI
51
PFG Investments
New York
$1.38M +$1.42M +39,048 New
WFAG
52
Wescott Financial Advisory Group
Pennsylvania
$1.24M +$102K +2,798 +9%
KFAA
53
Klaas Financial Asset Advisors
Illinois
$1.18M +$50.4K +1,385 +4%
SHGA
54
Sand Hill Global Advisors
California
$1.15M -$321K -8,817 -21%
WP
55
WealthShield Partners
North Carolina
$1.11M -$18K -495 -2%
WTC
56
WhitTier Trust Company
Nevada
$1.1M +$60.9K +1,673 +6%
APP
57
Avantax Planning Partners
Iowa
$1.09M -$509 -14 -0%
SC
58
Savant Capital
Illinois
$1.06M +$743K +20,428 +216%
JMPWA
59
JP Morgan Private Wealth Advisors
California
$1.05M -$13.9K -382 -1%
Lido Advisors
60
Lido Advisors
California
$1.03M +$179K +4,916 +20%
BC
61
Brio Consultants
California
$1.03M +$86.9K +2,389 +9%
UB
62
UMB Bank
Missouri
$1M +$11.8K +325 +1%
WCFA
63
Walkner Condon Financial Advisors
Wisconsin
$971K +$28.7K +788 +3%
NYLIM
64
New York Life Investment Management
New York
$945K +$180K +4,960 +23%
PAG
65
Private Advisor Group
New Jersey
$942K +$40.2K +1,104 +4%
HI
66
Harbour Investments
Wisconsin
$887K +$35.1K +966 +4%
PHAM
67
Palisades Hudson Asset Management
Florida
$876K +$302K +8,298 +51%
AA
68
Addison Advisors
Vermont
$843K
FCG
69
Financial Connections Group
California
$843K -$252K -6,920 -23%
SCA
70
Scott Capital Advisors
Oregon
$833K -$27.9K -767 -3%
CI
71
CX Institutional
Indiana
$808K +$23.4K +643 +3%
MWM
72
Modera Wealth Management
New Jersey
$796K +$99K +2,722 +14%
VAS
73
Vestmark Advisory Solutions
Massachusetts
$763K +$20.3K +558 +3%
SFP
74
Sandbox Financial Partners
Maryland
$722K +$177K +4,869 +31%
UFA
75
US Financial Advisors
Massachusetts
$718K +$49.6K +1,363 +7%

NUSC Hedge Fund Activity: Q1 2023 in Review

203 of the 6,275 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2023, worth a combined $669M — up 5.6% from $633M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUSC positions and 19 closed out — a net gain of 3 holders — while 80 added to existing stakes and 66 trimmed.

The largest buyer was Bank of America, adding an estimated $24.7M. The largest seller was Ameriprise, cutting an estimated $8.77M.

  • 203 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2023, down from 206 in Q4 2022.
  • Funds reported $669M of Nuveen ESG Small-Cap ETF stock for Q1 2023, up 5.6% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2023 and 19 closed out, a net change of +3 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2023 was Bank of America, an estimated $24.7M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2023 was Ameriprise, an estimated $8.77M sold.

Based on aggregated 13F filings for Q1 2023.