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Nuveen ESG Small-Cap ETF
NUSC

180 hedge funds and large institutions have $830M invested in Nuveen ESG Small-Cap ETF in 2022 Q1 according to their latest regulatory filings, with 26 funds opening new positions, 96 increasing their positions, 35 reducing their positions, and 22 closing their positions.

New
Increased
Maintained
Reduced
Closed

174% more repeat investments, than reductions

Existing positions increased: 96 | Existing positions reduced: 35

18% more first-time investments, than exits

New positions opened: 26 | Existing positions closed: 22

7.6% more ownership

Funds ownership: 72.16% → 79.76% (+7.6%)

1% more funds holding

Funds holding: 178 → 180 (+2)

4% more capital invested

Capital invested by funds: $795M → $830M (+$35.4M)

17% less funds holding in top 10

Funds holding in top 10: 6 → 5 (-1)

Holders
180
Holders Change
+2
Holders Change %
+1.12%
% of All Funds
2.84%
Holding in Top 10
5
Holding in Top 10 Change
-1
Holding in Top 10 Change %
-16.67%
% of All Funds
0.08%
New
26
Increased
96
Reduced
35
Closed
22
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Bank of America
Bank of America
North Carolina
+$50.6M
2
Ameriprise
Ameriprise
Minnesota
+$7.6M
3
Creative Planning
Creative Planning
Kansas
+$4.71M
4
Royal Bank of Canada
Royal Bank of Canada
Ontario, Canada
+$4.7M
5
Thrivent Financial for Lutherans
Thrivent Financial for Lutherans
Minnesota
+$3.2M

Top Sellers

Rank Fund Capital Flow
1
Wells Fargo
Wells Fargo
California
-$10.6M
2
PWPCM
Perella Weinberg Partners Capital Management
New York
-$4.76M
3
TF
TIAA FSB
Florida
-$2.43M
4
FCMA
Foresight Capital Management Advisors
Michigan
-$1.95M
5
WS
Wedbush Securities
California
-$1.34M
Name Holding Trade Value Shares
Change 		Change in
Stake
FAAM
51
First Ascent Asset Management
Colorado
$1.3M +$760K +19,233 +145%
PAG
52
Private Advisor Group
New Jersey
$1.23M +$61.1K +1,548 +5%
APP
53
Avantax Planning Partners
Iowa
$1.2M -$548K -13,884 -31%
Osaic Holdings
54
Osaic Holdings
Arizona
$1.18M +$90.7K +2,296 +7%
RZH
55
Relyea Zuckerberg Hanson
Connecticut
$1.13M -$76.2K -1,929 -6%
WP
56
WealthShield Partners
North Carolina
$1.13M +$1.12M +28,337 New
AFA
57
Arlington Financial Advisors
California
$1.04M +$1.03M +26,170 New
UB
58
UMB Bank
Missouri
$1.01M +$19.6K +496 +2%
WFAG
59
Wescott Financial Advisory Group
Pennsylvania
$992K +$180K +4,557 +22%
NYLIM
60
New York Life Investment Management
New York
$978K +$226K +5,715 +30%
SCA
61
Scott Capital Advisors
Oregon
$967K +$6.87K +174 +0.7%
EH
62
Equitable Holdings
New York
$910K -$50.6K -1,281 -5%
WTC
63
WhitTier Trust Company
Nevada
$871K +$20.9K +528 +2%
RJT
64
Raymond James Trust
Florida
$827K +$820K +20,763 New
NA
65
NewEdge Advisors
Louisiana
$793K +$131K +3,311 +20%
BC
66
Brio Consultants
California
$792K +$357K +9,033 +83%
KFAA
67
Klaas Financial Asset Advisors
Illinois
$781K +$450K +11,399 +139%
RW
68
RVW Wealth
California
$766K +$41.1K +1,041 +6%
V
69
Veritable
Delaware
$743K – – –
PSF
70
Pacific Sun Financial
California
$742K +$177K +4,475 +32%
OAM
71
Oppenheimer Asset Management
New York
$730K +$173K +4,389 +31%
LNC
72
Lincoln National Corp
Pennsylvania
$703K -$34.7K -878 -5%
WCFA
73
Walkner Condon Financial Advisors
Wisconsin
$696K +$690K +17,474 New
TRCT
74
Tower Research Capital (TRC)
New York
$694K +$229K +5,800 +50%
3LCM
75
3D/L Capital Management
Connecticut
$677K +$118K +2,976 +21%
1 2
3
4 5

NUSC Hedge Fund Activity: Q1 2022 in Review

180 of the 6,340 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2022, worth a combined $830M — up 4.4% from $795M a quarter earlier.

Buyers outnumbered sellers: 26 funds opened new NUSC positions and 22 closed out — a net gain of 4 holders — while 96 added to existing stakes and 35 trimmed.

The largest buyer was Bank of America, adding an estimated $50.6M. The largest seller was Wells Fargo, cutting an estimated $10.6M.

  • 180 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2022, up from 178 in Q4 2021.
  • Funds reported $830M of Nuveen ESG Small-Cap ETF stock for Q1 2022, up 4.4% quarter-over-quarter.
  • 26 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2022 and 22 closed out, a net change of +4 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2022 was Bank of America, an estimated $50.6M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2022 was Wells Fargo, an estimated $10.6M sold.

Based on aggregated 13F filings for Q1 2022.