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Nuveen ESG Small-Cap ETF

162 hedge funds and large institutions have $733M invested in Nuveen ESG Small-Cap ETF in 2021 Q3 according to their latest regulatory filings, with 22 funds opening new positions, 91 increasing their positions, 24 reducing their positions, and 16 closing their positions.

New
Increased
Maintained
Reduced
Closed

279% more repeat investments, than reductions

Existing positions increased: 91 | Existing positions reduced: 24

38% more first-time investments, than exits

New positions opened: 22 | Existing positions closed: 16

7% more capital invested

Capital invested by funds: $682M → $733M (+$51.1M)

4% more funds holding

Funds holding: 156162 (+6)

1% more ownership

Funds ownership: 69.86%70.86% (+1%)

0% more funds holding in top 10

Funds holding in top 10: 55 (0)

Holders
162
Holders Change
+6
Holders Change %
+3.85%
% of All Funds
2.84%
Holding in Top 10
5
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.09%
New
22
Increased
91
Reduced
24
Closed
16
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
EH
51
Equitable Holdings
New York
$1.08M -$79.2K -1,794 -7%
UB
52
UMB Bank
Missouri
$1.07M +$69.9K +1,585 +7%
RW
53
RVW Wealth
California
$1M -$129K -2,919 -16%
BDF
54
Balasa Dinverno & Foltz
$979K +$994K +22,519 New
DAS
55
Dynamic Advisor Solutions
Arizona
$852K +$378K +8,559 +78%
WTC
56
WhitTier Trust Company
Nevada
$836K -$4.85K -110 -0.6%
Baird Financial Group
57
Baird Financial Group
Wisconsin
$748K +$42.9K +973 +6%
CHP
58
Cable Hill Partners
Oregon
$715K +$218K +4,940 +43%
V
59
Veritable
Delaware
$714K
WCFA
60
Walkner Condon Financial Advisors
Wisconsin
$677K +$65.8K +1,491 +11%
SWP
61
Stratos Wealth Partners
Ohio
$674K -$662 -15 -0.1%
WFAG
62
Wescott Financial Advisory Group
Pennsylvania
$650K +$13.1K +296 +2%
AAS
63
Avantax Advisory Services
Texas
$615K +$65.8K +1,492 +12%
LNC
64
Lincoln National Corp
Pennsylvania
$609K +$92K +2,085 +17%
FAAM
65
First Ascent Asset Management
Colorado
$603K +$612K +13,857 New
NYLIM
66
New York Life Investment Management
New York
$597K +$606K +13,736 New
3LCM
67
3D/L Capital Management
Connecticut
$595K +$37.4K +847 +7%
SFP
68
Sandbox Financial Partners
Maryland
$595K +$603K +13,674 New
BFPW
69
BOK Financial Private Wealth
Colorado
$584K +$343K +7,769 +137%
VAS
70
Vestmark Advisory Solutions
Massachusetts
$570K +$579K +13,119 New
DADC
71
D.A. Davidson & Co
Montana
$559K +$171K +3,868 +43%
TWM
72
TriaGen Wealth Management
California
$556K -$441 -10 -0.1%
OAM
73
Oppenheimer Asset Management
New York
$548K +$257K +5,826 +86%
WLIM
74
White Lighthouse Investment Management
Massachusetts
$518K +$38K +860 +8%
BWM
75
BerganKDV Wealth Management
Minnesota
$511K +$218K +4,938 +72%

NUSC Hedge Fund Activity: Q3 2021 in Review

162 of the 5,712 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q3 2021, worth a combined $733M — up 7.5% from $682M a quarter earlier.

Buyers outnumbered sellers: 22 funds opened new NUSC positions and 16 closed out — a net gain of 6 holders — while 91 added to existing stakes and 24 trimmed.

The largest buyer was Bank of America, adding an estimated $28.9M. The largest seller was Citadel Advisors, exiting entirely with an estimated $1.65M sold.

  • 162 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q3 2021, up from 156 in Q2 2021.
  • Funds reported $733M of Nuveen ESG Small-Cap ETF stock for Q3 2021, up 7.5% quarter-over-quarter.
  • 22 funds opened new Nuveen ESG Small-Cap ETF positions in Q3 2021 and 16 closed out, a net change of +6 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q3 2021 was Bank of America, an estimated $28.9M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q3 2021 was Citadel Advisors, an estimated $1.65M sold.

Based on aggregated 13F filings for Q3 2021.