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Nuveen ESG Small-Cap ETF

73 hedge funds and large institutions have $124M invested in Nuveen ESG Small-Cap ETF in 2020 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 34 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 16

17% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 12

9.01% more ownership

Funds ownership: 56.87%65.88% (+9%)

8% more capital invested

Capital invested by funds: $115M → $124M (+$8.99M)

1% less funds holding

Funds holding: 7473 (-1)

Holders
73
Holders Change
-1
Holders Change %
-1.35%
% of All Funds
1.61%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
14
Increased
34
Reduced
16
Closed
12
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
APA
51
American Portfolios Advisors
New York
$61.7K +$17.7K +627 +28%
HNB
52
Huntington National Bank
Ohio
$57K
IWP
53
IAG Wealth Partners
Wisconsin
$53K +$12.2K +432 +22%
LGWM
54
Litman Gregory Wealth Management
California
$51K -$41.8K -1,484 -38%
LFG
55
LifePlan Financial Group
Ohio
$43K +$11.4K +405 +26%
TF
56
TimeScale Financial
Massachusetts
$19K -$20.7K -736 -45%
GRP
57
Global Retirement Partners
California
$19K
Citigroup
58
Citigroup
New York
$15K -$9.35K -332 -33%
BWM
59
Baystate Wealth Management
Massachusetts
$12K +$141 +5 +0.9%
PCG
60
Private Capital Group
Connecticut
$11K +$14.1K +500 New
PG
61
Proffitt & Goodson
Tennessee
$8K
PFGIA
62
Patriot Financial Group Insurance Agency
Massachusetts
$8K +$2.51K +89 +30%
AF
63
Advisornet Financial
Minnesota
$7K -$23.9K -847 -72%
WP
64
WealthShield Partners
North Carolina
$6K
HGWM
65
Harvest Group Wealth Management
Massachusetts
$6K +$8.99K +319 New
PA
66
Procyon Advisors
Connecticut
$5K
Fidelity Investments
67
Fidelity Investments
Massachusetts
$3K -$1.21K -43 -26%
PA
68
Parallel Advisors
California
$3K +$28 +1 +0.6%
BWA
69
Burt Wealth Advisors
Maryland
$2K
CFD
70
Creative Financial Designs
Indiana
$1K +$845 +30 New
AC
71
AlphaCore Capital
California
$1K +$1.1K +39 New
US Bancorp
72
US Bancorp
Minnesota
$1K +$1.61K +57 New
Fiera Capital (Canada)
73
Fiera Capital (Canada)
Quebec, Canada
-$405K -13,002 Closed
V
74
Veritable
Delaware
-$313K -10,047 Closed
FAAS
75
First Allied Advisory Services
California
-$300K -9,631 Closed

NUSC Hedge Fund Activity: Q1 2020 in Review

73 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2020, worth a combined $124M — up 7.8% from $115M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NUSC positions and 12 closed out — a net gain of 2 holders — while 34 added to existing stakes and 16 trimmed.

The largest buyer was Bank of America, adding an estimated $25M. The largest seller was UBS Group, cutting an estimated $1.93M.

  • 73 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2020, down from 74 in Q4 2019.
  • Funds reported $124M of Nuveen ESG Small-Cap ETF stock for Q1 2020, up 7.8% quarter-over-quarter.
  • 14 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2020 and 12 closed out, a net change of +2 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2020 was Bank of America, an estimated $25M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2020 was UBS Group, an estimated $1.93M sold.

Based on aggregated 13F filings for Q1 2020.