Nuveen ESG Small-Cap ETF
NUSC
54 hedge funds and large institutions have $50.4M invested in Nuveen ESG Small-Cap ETF in 2019 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 6 reducing their positions, and 2 closing their positions.
600% more first-time investments, than exits
New positions opened: 14 | Existing positions closed: 2
267% more repeat investments, than reductions
Existing positions increased: 22 | Existing positions reduced: 6
30% more capital invested
Capital invested by funds: $38.7M → $50.4M (+$11.8M)
29% more funds holding
Funds holding: 42 → 54 (+12)
5.56% less ownership
Funds ownership: 51.44% → 45.89% (-5.6%)
Top Buyers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
BWP
BSW Wealth Partners
Boulder,
Colorado
|
+$2.14M |
| 2 |
Morgan Stanley
New York
|
+$2.02M |
| 3 |
Jane Street
New York
|
+$1.13M |
| 4 |
UBS Group
Zurich,
Switzerland
|
+$986K |
| 5 |
SWM
SVA Wealth Management
Madison,
Wisconsin
|
+$969K |
Top Sellers
| Rank | Fund | Capital Flow |
|---|---|---|
| 1 |
N
Nuveen
Charlotte,
North Carolina
|
-$6.15M |
| 2 |
TRCT
Tower Research Capital (TRC)
New York
|
-$746K |
| 3 |
Bank of America
Charlotte,
North Carolina
|
-$200K |
| 4 |
AG
Advisor Group
Phoenix,
Arizona
|
-$106K |
| 5 |
AGA
Arkos Global Advisors
Houston,
Texas
|
-$56.5K |
| Name | Holding | Trade Value |
Shares Change |
Change in Stake |
|
|---|---|---|---|---|---|
|
BWM
51
Baystate Wealth Management
Boston,
Massachusetts
| $17K | – | – | – |
|
|
TRCT
52
Tower Research Capital (TRC)
New York
| $16K | -$746K | -26,774 | -98% |
|
|
WP
53
WealthShield Partners
Cary,
North Carolina
| $11K | +$10.6K | +382 | New |
|
54
Fidelity Investments
Boston,
Massachusetts
| $8K | +$1.17K | +42 | +18% |
|
|
BWA
55
Burt Wealth Advisors
North Bethesda,
Maryland
| $3K | – | – | – |
|
|
CFA
56
Carroll Financial Associates
Charlotte,
North Carolina
| $1K | – | – | – |
|
|
FEG
57
Financial Enhancement Group
Anderson,
Indiana
| – | -$11K | -341 | Closed |
|
|
WANY
58
Wealthspire Advisors (New York)
New York
| – | -$5K | -185 | Closed |
|
NUSC Hedge Fund Activity: Q1 2019 in Review
54 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2019, worth a combined $50.4M — up 30% from $38.7M a quarter earlier.
Buyers outnumbered sellers: 14 funds opened new NUSC positions and 2 closed out — a net gain of 12 holders — while 22 added to existing stakes and 6 trimmed.
The largest buyer was BSW Wealth Partners, adding an estimated $2.14M. The largest seller was Nuveen, cutting an estimated $6.15M.
- 54 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2019, up from 42 in Q4 2018.
- Funds reported $50.4M of Nuveen ESG Small-Cap ETF stock for Q1 2019, up 30% quarter-over-quarter.
- 14 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2019 and 2 closed out, a net change of +12 holders.
- The largest Nuveen ESG Small-Cap ETF buyer in Q1 2019 was BSW Wealth Partners, an estimated $2.14M added.
- The largest Nuveen ESG Small-Cap ETF seller in Q1 2019 was Nuveen, an estimated $6.15M sold.
Based on aggregated 13F filings for Q1 2019.