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Nuveen ESG Small-Cap ETF
NUSC

212 hedge funds and large institutions have $744M invested in Nuveen ESG Small-Cap ETF in 2023 Q2 according to their latest regulatory filings, with 25 funds opening new positions, 87 increasing their positions, 54 reducing their positions, and 15 closing their positions.

New
Increased
Maintained
Reduced
Closed

100% more funds holding in top 10

Funds holding in top 10: 3 → 6 (+3)

67% more first-time investments, than exits

New positions opened: 25 | Existing positions closed: 15

61% more repeat investments, than reductions

Existing positions increased: 87 | Existing positions reduced: 54

11% more capital invested

Capital invested by funds: $669M → $744M (+$74.6M)

4% more funds holding

Funds holding: 203 → 212 (+9)

0.6% more ownership

Funds ownership: 71.48% → 72.07% (+0.6%)

Holders
212
Holders Change
+9
Holders Change %
+4.43%
% of All Funds
3.33%
Holding in Top 10
6
Holding in Top 10 Change
+3
Holding in Top 10 Change %
+100%
% of All Funds
0.09%
New
25
Increased
87
Reduced
54
Closed
15
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$15.3M
2
Bank of America
Bank of America
North Carolina
+$5.15M
3
AWP
Abacus Wealth Partners
California
+$4.33M
4
SFS
Sowell Financial Services
Arkansas
+$3.05M
5
UBS Group
UBS Group
Switzerland
+$2.62M

Top Sellers

Rank Fund Capital Flow
1
AAS
Ameritas Advisory Services
Nebraska
-$13M
2
TF
TIAA FSB
Florida
-$1.83M
3
I
IMPACTfolio
Colorado
-$1.73M
4
ASN
Advisory Services Network
Georgia
-$1.22M
5
Wells Fargo
Wells Fargo
California
-$1.14M
Name Holding Trade Value Shares
Change 		Change in
Stake
DAS
26
Dynamic Advisor Solutions
Arizona
$3.9M +$377K +10,679 +11%
AF
27
Allworth Financial
California
$3.17M +$512K +14,502 +20%
SAG
28
SageView Advisory Group
California
$3.06M -$145K -4,105 -5%
CHP
29
Cable Hill Partners
Oregon
$3M +$136K +3,837 +5%
Thrivent Financial for Lutherans
30
Thrivent Financial for Lutherans
Minnesota
$2.99M +$378K +10,704 +15%
RJFSA
31
Raymond James Financial Services Advisors
Florida
$2.99M +$143K +4,049 +5%
WT
32
Whittier Trust
California
$2.96M – – –
NA
33
NewEdge Advisors
Louisiana
$2.94M -$210K -5,935 -7%
Cetera Investment Advisers
34
Cetera Investment Advisers
Illinois
$2.93M +$80.5K +2,278 +3%
SCM
35
Stonehearth Capital Management
Massachusetts
$2.69M -$17.6K -498 -0.7%
HighTower Advisors
36
HighTower Advisors
Illinois
$2.3M -$13.7K -388 -0.6%
Lido Advisors
37
Lido Advisors
California
$2.13M +$1M +28,343 +97%
DC
38
DeDora Capital
California
$2.11M +$114K +3,233 +6%
FAAM
39
First Ascent Asset Management
Colorado
$2.09M +$265K +7,503 +15%
CG
40
Corundum Group
Colorado
$2.09M +$71.6K +2,027 +4%
Osaic Holdings
41
Osaic Holdings
Arizona
$1.98M -$104K -2,951 -5%
Corient Private Wealth
42
Corient Private Wealth
Florida
$1.9M +$9.19K +260 +0.5%
Goldman Sachs
43
Goldman Sachs
New York
$1.85M +$1.77M +50,000 New
JP Morgan Chase
44
JP Morgan Chase
New York
$1.81M -$17.2K -487 -1%
CFS
45
CGC Financial Services
Oregon
$1.8M +$1.72M +48,616 New
LSAG
46
Lake Street Advisors Group
New Hampshire
$1.72M – – –
VC
47
Vicus Capital
Pennsylvania
$1.71M -$335K -9,494 -17%
Rockefeller Capital Management
48
Rockefeller Capital Management
New York
$1.68M – – –
EH
49
Equitable Holdings
New York
$1.67M +$162K +4,589 +11%
AFA
50
Arlington Financial Advisors
California
$1.66M -$14.4K -407 -0.9%
1
2
3 4 5

NUSC Hedge Fund Activity: Q2 2023 in Review

212 of the 6,369 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q2 2023, worth a combined $744M — up 11% from $669M a quarter earlier.

Buyers outnumbered sellers: 25 funds opened new NUSC positions and 15 closed out — a net gain of 10 holders — while 87 added to existing stakes and 54 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $15.3M. The largest seller was Ameritas Advisory Services, exiting entirely with an estimated $13M sold.

  • 212 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q2 2023, up from 203 in Q1 2023.
  • Funds reported $744M of Nuveen ESG Small-Cap ETF stock for Q2 2023, up 11% quarter-over-quarter.
  • 25 funds opened new Nuveen ESG Small-Cap ETF positions in Q2 2023 and 15 closed out, a net change of +10 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q2 2023 was Morgan Stanley, an estimated $15.3M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q2 2023 was Ameritas Advisory Services, an estimated $13M sold.

Based on aggregated 13F filings for Q2 2023.