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Nuveen ESG Small-Cap ETF
NUSC

73 hedge funds and large institutions have $124M invested in Nuveen ESG Small-Cap ETF in 2020 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 34 increasing their positions, 16 reducing their positions, and 12 closing their positions.

New
Increased
Maintained
Reduced
Closed

113% more repeat investments, than reductions

Existing positions increased: 34 | Existing positions reduced: 16

17% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 12

9.01% more ownership

Funds ownership: 56.87% → 65.88% (+9%)

8% more capital invested

Capital invested by funds: $115M → $124M (+$8.99M)

1% less funds holding

Funds holding: 74 → 73 (-1)

Holders
73
Holders Change
-1
Holders Change %
-1.35%
% of All Funds
1.61%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
34
Reduced
16
Closed
12
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

1
Bank of America
Bank of America
North Carolina
+$25M
2
TF
TIAA FSB
Florida
+$18.7M
3
SA
Stewardship Advisors
Pennsylvania
+$5.44M
4
Wells Fargo
Wells Fargo
California
+$2.45M
5
BWP
BSW Wealth Partners
Colorado
+$2.21M

Top Sellers

1
UBS Group
UBS Group
Switzerland
-$1.93M
2
Jane Street
Jane Street
New York
-$529K
3
Fiera Capital (Canada)
Fiera Capital (Canada)
Quebec, Canada
-$405K
4
V
Veritable
Delaware
-$313K
5
Morgan Stanley
Morgan Stanley
New York
-$304K
Name Holding Trade Value Shares
Change 		Change in
Stake
Osaic Holdings
26
Osaic Holdings
Arizona
$411K +$1.02M +36,101 New
AGA
27
Arkos Global Advisors
Texas
$389K +$1.92K +68 +0.4%
VC
28
Vicus Capital
Pennsylvania
$386K +$102K +3,615 +25%
HA
29
Harborview Advisors
Maine
$378K -$2.42K -86 -0.5%
Envestnet Asset Management
30
Envestnet Asset Management
Illinois
$365K +$187K +6,630 +65%
PPW
31
Parcion Private Wealth
Washington
$324K +$422K +14,977 New
PAG
32
Private Advisor Group
New Jersey
$291K +$120K +4,250 +46%
DADC
33
D.A. Davidson & Co
Montana
$291K +$380K +13,477 New
MCM
34
Manchester Capital Management
Vermont
$288K +$181K +6,407 +93%
SFS
35
Sowell Financial Services
Arkansas
$285K -$9.95K -353 -3%
Ameriprise
36
Ameriprise
Minnesota
$284K +$370K +13,148 New
Citadel Advisors
37
Citadel Advisors
Florida
$279K +$113K +4,018 +45%
UB
38
UMB Bank
Missouri
$257K -$4.08K -145 -1%
DWT
39
Dorsey & Whitney Trust
South Dakota
$216K +$282K +10,000 New
RJFSA
40
Raymond James Financial Services Advisors
Florida
$215K -$42.6K -1,512 -13%
Jane Street
41
Jane Street
New York
$211K -$529K -18,794 -66%
FANJ
42
Financial Architects (New Jersey)
New Jersey
$192K +$55.3K +1,964 +28%
AIM
43
Acropolis Investment Management
Missouri
$188K – – –
EFSCE
44
Enterprise Financial Services Corp (EFSC)
Missouri
$168K +$310 +11 +0.1%
IA
45
IFP Advisors
Florida
$155K +$30.6K +1,086 +19%
CI
46
CX Institutional
Indiana
$155K +$166K +5,896 +468%
TAIM
47
TD Ameritrade Investment Management
Nebraska
$150K +$196K +6,966 +696,600%
TRCT
48
Tower Research Capital (TRC)
New York
$141K -$290K -10,301 -61%
Bessemer Group
49
Bessemer Group
New Jersey
$125K – – –
CCM
50
Cribstone Capital Management
Maine
$97K -$254 -9 -0.2%
1
2
3 4

NUSC Hedge Fund Activity: Q1 2020 in Review

73 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2020, worth a combined $124M — up 7.8% from $115M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NUSC positions and 12 closed out — a net gain of 2 holders — while 34 added to existing stakes and 16 trimmed.

The largest buyer was Bank of America, adding an estimated $25M. The largest seller was UBS Group, cutting an estimated $1.93M.

  • 73 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2020, down from 74 in Q4 2019.
  • Funds reported $124M of Nuveen ESG Small-Cap ETF stock for Q1 2020, up 7.8% quarter-over-quarter.
  • 14 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2020 and 12 closed out, a net change of +2 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2020 was Bank of America, an estimated $25M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2020 was UBS Group, an estimated $1.93M sold.

Based on aggregated 13F filings for Q1 2020.