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Nuveen ESG Small-Cap ETF
NUSC

54 hedge funds and large institutions have $50.4M invested in Nuveen ESG Small-Cap ETF in 2019 Q1 according to their latest regulatory filings, with 14 funds opening new positions, 22 increasing their positions, 6 reducing their positions, and 2 closing their positions.

New
Increased
Maintained
Reduced
Closed

600% more first-time investments, than exits

New positions opened: 14 | Existing positions closed: 2

267% more repeat investments, than reductions

Existing positions increased: 22 | Existing positions reduced: 6

30% more capital invested

Capital invested by funds: $38.7M → $50.4M (+$11.8M)

29% more funds holding

Funds holding: 42 → 54 (+12)

5.56% less ownership

Funds ownership: 51.44% → 45.89% (-5.6%)

Holders
54
Holders Change
+12
Holders Change %
+28.57%
% of All Funds
1.17%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
14
Increased
22
Reduced
6
Closed
2
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
BWP
BSW Wealth Partners
Colorado
+$2.14M
2
Morgan Stanley
Morgan Stanley
New York
+$2.02M
3
Jane Street
Jane Street
New York
+$1.13M
4
UBS Group
UBS Group
Switzerland
+$986K
5
SWM
SVA Wealth Management
Wisconsin
+$969K

Top Sellers

Rank Fund Capital Flow
1
N
Nuveen
North Carolina
-$6.15M
2
TRCT
Tower Research Capital (TRC)
New York
-$746K
3
Bank of America
Bank of America
North Carolina
-$200K
4
AG
Advisor Group
Arizona
-$106K
5
AGA
Arkos Global Advisors
Texas
-$56.5K
Name Holding Trade Value Shares
Change 		Change in
Stake
BC
26
Brio Consultants
California
$271K +$263K +9,438 New
RJT
27
Raymond James Trust
Florida
$266K +$258K +9,253 New
HighTower Advisors
28
HighTower Advisors
Illinois
$259K +$15.1K +541 +6%
Thrivent Financial for Lutherans
29
Thrivent Financial for Lutherans
Minnesota
$246K – – –
NA
30
NewEdge Advisors
Louisiana
$235K – – –
RJFSA
31
Raymond James Financial Services Advisors
Florida
$235K +$228K +8,184 New
AIM
32
Acropolis Investment Management
Missouri
$230K – – –
SCM
33
Stordahl Capital Management
Colorado
$228K +$215K +7,706 New
EFSCE
34
Enterprise Financial Services Corp (EFSC)
Missouri
$212K +$206K +7,391 New
UB
35
UMB Bank
Missouri
$200K +$194K +6,967 New
ASN
36
Advisory Services Network
Georgia
$175K +$170K +6,090 New
FANJ
37
Financial Architects (New Jersey)
New Jersey
$167K +$26.3K +944 +19%
Bessemer Group
38
Bessemer Group
New Jersey
$166K – – –
LGWM
39
Litman Gregory Wealth Management
California
$114K – – –
HNB
40
Huntington National Bank
Ohio
$76K – – –
MWM
41
Mascoma Wealth Management
New Hampshire
$58K – – –
APA
42
American Portfolios Advisors
New York
$55.7K +$808 +29 +2%
GSWM
43
Golden State Wealth Management
California
$52K +$50.6K +1,818 New
LFG
44
LifePlan Financial Group
Ohio
$46K – – –
WF
45
WealthTrust Fairport
Ohio
$35K +$9.72K +349 +40%
Citigroup
46
Citigroup
New York
$27K +$23.8K +855 +855%
BCI
47
Brinker Capital Investments
Pennsylvania
$25K -$251 -9 -1%
AIM
48
Advantage Investment Management
Iowa
$22K – – –
AG
49
Advisor Group
Arizona
$18K -$106K -3,816 -86%
CI
50
CX Institutional
Indiana
$18K – – –
1
2
3

NUSC Hedge Fund Activity: Q1 2019 in Review

54 of the 4,621 institutional investors tracked by Wall St. Rank reported a position in Nuveen ESG Small-Cap ETF (NUSC) for Q1 2019, worth a combined $50.4M — up 30% from $38.7M a quarter earlier.

Buyers outnumbered sellers: 14 funds opened new NUSC positions and 2 closed out — a net gain of 12 holders — while 22 added to existing stakes and 6 trimmed.

The largest buyer was BSW Wealth Partners, adding an estimated $2.14M. The largest seller was Nuveen, cutting an estimated $6.15M.

  • 54 institutional investors held Nuveen ESG Small-Cap ETF (NUSC) as of Q1 2019, up from 42 in Q4 2018.
  • Funds reported $50.4M of Nuveen ESG Small-Cap ETF stock for Q1 2019, up 30% quarter-over-quarter.
  • 14 funds opened new Nuveen ESG Small-Cap ETF positions in Q1 2019 and 2 closed out, a net change of +12 holders.
  • The largest Nuveen ESG Small-Cap ETF buyer in Q1 2019 was BSW Wealth Partners, an estimated $2.14M added.
  • The largest Nuveen ESG Small-Cap ETF seller in Q1 2019 was Nuveen, an estimated $6.15M sold.

Based on aggregated 13F filings for Q1 2019.